On the Matter of Life: Biology, Mental and Integral Consciousness
Posted on Dec 7th, 2008
by
buddhacious
Preface
“The presumption that there is only one genus of actual entities constitutes an ideal of cosmological theory to which the philosophy of organism endeavors to conform. The description of the generic character of an actual entity should include God, as well as the lowliest actual occasion, though there is a specific difference between the nature of God and that of any occasion.” –Alfred North Whitehead, Process and Reality, p. 110
Life, from a purely human perspective, is the most general, and therefore most metaphysical category imaginable. First we are alive, and then we come to know it. Our knowledge is always through life. The story we tell to explain our relation to the cosmos begins and ends with our account of our own living experience. Philosophers since Plato and Aristotle have struggled to define this term of terms adequately, as when we ask, “what is life?” the answer is found only in the experience that is already present whether we have asked for it or not. Without an actual relation between the whole and ourselves, life is unlivable; but without a conceptual relation to it, life is unthinkable. How, then, to conceive of it? An overly reductive definition distorts life’s cosmic import, painting too tragic and meaningless a picture of existence; an overly expansive definition obscures life’s fragile beauty, ignoring the fact of death given by the birth of every living creature. Life is a moving image of eternity, embodying both a finite and infinite aspect.
We endeavor in the present essay to coherently define every actual entity as a living creature. The reason is that no scientific account of life can, without incongruence, explain its emergence in a physical universe that is otherwise devoid of purpose and feeling. Our exploration of the issues surrounding the pursuit of an organic ontology will require a thorough critique of mechanistic biology, whose aim is the reverse of our own: to define life such that it is reducible to a “mindless, purposeless, algorithmic process” (Dennett, p. 320). This definition will be shown to be entirely inadequate. It makes of our human experience an aberration, severing all roots whatsoever between ourselves and the evolutionary process that carried us here. If we are going to attempt a scientific account of life at all, then it must at least allow for the presence of human consciousness. The process metaphysics of Alfred North Whitehead, as well as the systems biology of Francisco J. Varela, will aid us in our critique of mechanistic biology. Varela’s account of life in terms of autopoiesis will be compared with Whitehead’s analysis of the process of concresence in the hopes that a parallel becomes clear. It will be argued that Varela’s science demands a new metaphysical scheme not available within the confines of mechanistic materialism. Whitehead’s philosophy of organism, we suggest, is up to the task.
The approach of these two thinkers represents, in our view, what cultural philosopher Jean Gebser has called the “irruption of time consciousness” (p. 380). It was not until the 20th century that life could be properly understood, as prior to this historical moment, time itself had not fully entered the consciousness of human beings. Gebser’s account of the irruption of time will aid us throughout our exploration. We will began this essay, then, by laying out the cultural mood surrounding the widespread acceptance of mechanistic approaches to biology for the greater part of the last few centuries.
Part 1: The Irruption of Time
“The supersession of dualism in biology begins to occur in this science at the moment when the ‘time’ factor is taken into consideration.” –Jean Gebser, The Ever-Present Origin, p. 384
In his epochal book, The Ever-Present Origin, Gebser describes the emergence of a new structure of human consciousness, the integral, and distinguishes it through comparison to the preceding structures uncovered in his phenomenological study of human origins. The structures he discovered include the archaic, magic, mythic, and mental, each with its own dimensionality and sensory emphasis. A detailed examination of these structures is beyond the scope of the current study. What is important for our task—that of envisioning a living cosmology—is the nature of the ongoing mutation from the mental to the integral structure, with special attention paid to the transformed awareness of time that results.
The mental structure of consciousness is described by Gebser as having been “already shaped in the Mediterranean world of late antiquity” (p. 11) by such figures as Parmenides, Plato, and especially Aristotle. The full mutation from psyche to mind, however, did not take place until 13th century Europe, revealed in the intensely personal poems of the Troubadours and the revival of Aristotle in the work of Thomas Aquinas. Gebser describes the mental structure as having brought forth “the visualization of, and openness to time with a quantifiable, spatial character” (p. 12), and offers as an example of this new attitude toward time the erection of the first public clock in 1283 in the courtyard of Westminster Palace.
Gebser is clear that this rising of time into consciousness is both a gain and a loss: a gain because it allowed humanity to think, to understand, to reflect, to calculate—in short, to recognize its capacity for rationality (p. 74); a loss because, with the invention of clocks, time became falsely spatialized, thereby occluding the transparency of the whole for the sake of rampant quantification of the parts. As Gebser puts it,
“…our fathers [dominated by the mental structure] had no sensorium for the phenomenon of time. Living in a spatially frozen world, they considered the temporal world to be a disturbing factor which was repressed, either by being ignored, or by being falsified by measurement into a spatial component” (p. 284).
The implications of the obsession with measurement in a world experienced as “spatially frozen” will be explored in depth below, but it suffices to say for now that such factors played a central role in the formulation and widespread acceptance, whether explicit or not, of the substance dualism that continues to plague much of modern, mechanistic biology. Only once the mutation into integral consciousness began did humanity come to appreciate time, not as a quantity or magnitude, but as a qualitative intensity (p. 285). Before exploring the crucial significance of time in an integral biology, we must first examine the beginnings of biology itself during the birth and development of the mental structure.
Part 2: History of Biology
A. The Ancients
“Biologists cannot study their subject in abstraction from matter, since nature always acts for the sake of an end, which involves studying the relation of what is potentially something to its full realization” –Aristotle, De Partibus Animalium, p. 641
Gebser credits Aristotle as among the first in antiquity to display an unquestionable tendency toward mental, as opposed to mythic, consciousness (p. 408). It is not surprising then that Aristotle is widely seen as the originator of both the science and philosophy of biology (Lennox, p. xx). Whitehead, however, famously wrote that philosophy “consists of a series of footnotes to Plato,” (Process and Reality, p. 39), and indeed, Aristotle is indebted to him, even where he disagrees. Whitehead credits Aristotle with correcting Plato’s tendency to “separate a static spiritual world from a fluent world of superficial experience” (ibid., p. 209). In Timaeus, Plato lays out a cosmology that is in many ways identical to what would today be called intelligent design. Nature is described as an artifact, and its designer is a divine craftsman who orders it just so as to bring about the most beauty and goodness possible (Lennox, p. 228). Aristotle, on the other hand, tried to find a less theological middle ground between atomistic reductionism and Plato’s idealism, being careful not to scrub away nature’s purposes in the process. Though he still made use of the metaphor of the craftsman to understand organic form, Aristotle recognized an important difference between artifact and organism:
“For the art is source and form of what comes to be, but in another; whereas the movement of nature is in what is coming to be” (Generation of Animals, p. 735).
Aristotle here distinguishes the work of an artist from the nature of an organism by pointing out that artists shape their crafts from the outside, while organisms form from within. The core difference between Plato’s understanding of life and Aristotle’s is that Plato finds it necessary to import purpose into nature from beyond nature (i.e., by demiurgic design), while Aristotle finds it immanent in the movement of natural things themselves.
It might be helpful here to introduce Aristotle’s four αιτίες (roughly translated as causes, or reasons) for the sake of which every living organism exists. We will revisit these causes in a later section on Whitehead, where a slight reworking of them will aid our understanding of concresence. The material cause is the potentiality necessary for motion, and the efficient cause this motion’s agent of initiation. The formal cause is movement directed toward an end, the final cause being the attainment of that end. We can see now how it is that Aristotle views the matter and form of a creature as intimately related, the former being the potential for the actualization of the latter. The difference between Aristotle’s immanent and Plato’s demiurgic understanding of teleology is extremely significant, as one or the other aspect of this distinction has influenced nearly every philosopher of biology since.
B. The Moderns
“…if one accepts the evolutionary perspective, attempts to discuss science (or any other sort of conceptual activity) become much more difficult, so difficult as to produce paralysis.” –David Hull, The Naked Meme, p. 299
Charles Darwin, idolized by many contemporary materialists as the slayer of teleology and champion of the mechanistic paradigm, was a student of William Paley, whose natural theology and argument from design can be traced back directly to Plato (Lennox, p. 228). Paley held that certain artifacts, including organisms, could not be explained without recourse to an intelligent artificer due to their obviously designed features. Darwin was inspired to respond to Paley, and so devised the theory of natural selection to explain how the apparent design of organisms could be the result of a purely mechanical process working over immense geological time (Dennett, p. 68). Darwin’s response to Paley is difficult to disprove by weight of empirical evidence alone, but when one realizes the implicit assertion that both make, it becomes clear they are working from within the same paradigm: both Darwin and Paley understood organisms to be nothing more than especially sophisticated machines. They differ only in the reasons given for this sophistication. Paley’s argument from design required a transcendent deity for nature to have any purposes. Once Darwin called the logical necessity of that deity into question, the biological world was left sterile and purposeless, the result of chance, necessity, and an unfathomable amount of time. Plato’s demiurge had been vanquished, but his view of nature as an undirected flux remained.
This is not the whole story, however. Darwin’s was a biology constructed to comply with and reduce to Newtonian physics. Newton conceived of the universe in a way reminiscent of Plato: nature was a giant, clockwork machine constructed by God according to certain transcendent laws. Darwin was compelled to find a place for life within this framework, a framework Whitehead describes as “the doctrine of Imposed Law” (Adventures of Ideas, p. 113). The only way to make room for life in Newton’s universe was to erect a radical division between the contingency of biological evolution and the necessity of physical law. While Darwin corrected the imbalance of Paley’s Platonism with his evolutionary narrative, he failed to recognize that our knowledge of the laws of physics themselves must also be evolutionized, so to speak. But because he was still firmly rooted within the mechanistic paradigm, Darwin could not understand how the tremendous degree of organization in the biosphere might arise without recourse to the arbitrarily imposed order of Newton’s laws.
Immanuel Kant, who died more than 50 years before Darwin wrote The Origin of Species (and who also lived in the shadow of Newton), heavily criticized the view that organisms can be understood as machines/artifacts. His view is reminiscent of Aristotle, in that it affirms natural purposes without recourse to supernatural designers. Why the Anglo-American world paid so little attention to his critique of mechanistic biology is an historical curiosity whose complications are beyond our present investigation. Biologist Ernst Mayr remarked that “Kant’s acceptance of teleology…greatly affected German evolutionists in the nineteenth century,” but nonetheless, Mayr felt that any use of final causation in biology was doomed to failure (What Evolution Is, p. 82). We can only assume that Mayr had other philosophical commitments that prevented him from investigating Kant’s understanding of teleology in more depth. We turn now to explore Kant’s account of life, one that would almost two centuries later resurface in the scientific guise of Varela’s theory of autopoiesis (Thompson, p.136).
Part 3: The Organization of the Living
A: Teleology as a Regulative Principle
“An organized being is then not a mere machine, for that has merely moving power, but it possesses in itself formative power of a self-propagating kind which it communicates to its materials though they have it not of themselves; it organizes them, in fact, and this cannot be explained by the mere mechanical faculty of motion.” –Immanuel Kant, Critique of Judgment
In The Critique of Judgment, Kant ridicules the very idea of a purely mechanical account of life:
“…it is quite certain that in terms of merely mechanical principles of nature we cannot even adequately become familiar with, much less explain, organized beings and how they are internally possible. So certain is this that we may boldly state that it is absurd for human beings even to attempt it, or to hope that perhaps some day another Newton might arise who would explain to us, in terms of natural laws unordered by any intention, how even a mere blade of grass is produced” (Critique of Judgment, p. 282-283).
Many materialists have argued that Darwin was exactly the “Newton of the grass blade” that Kant thought would never come. But this confuses an important distinction between ontogeny and phylogeny. Darwin’s theory was exclusively an account of the phylogenic diversification of species. As Evan Thompson makes clear,
“Kant’s concern was the definite organization of living beings, but the Darwinian theory of evolution by natural selection does not provide any account of organization at the level of biological individuals. On the contrary, the theory must presuppose biologically organized individuals that reproduce” (p. 131).
To suppose Darwin’s theory banished the immanent purposes of particular beings is to commit Whitehead’s fallacy of misplaced concreteness. One mistakes a general law about the abstraction “species” for an argument about the nature of concrete particulars. Further, because Darwin had to presuppose reproducing organisms for his theory of speciation to work, modern biology cannot look to his work for a complete account of life.
Kant’s genius was to recognize that “some products of material nature cannot be judged to be possible in terms of merely mechanical laws” (Critique of Judgment, p. 267). To understand life, according to Kant, we must employ final causality. Like Paley, Kant also thought artifacts were impossible to explain without some kind of teleological principle. Material and efficient causes were not enough to account for the design of a wheel, for instance. But unlike Paley, Kant understood organisms as “natural products,” not artifacts of divine design (Thompson, p. 133). A natural product is produced by way of a natural purpose, in contrast to an artifact, which is produced by an external, intelligent agent. A natural purpose is found in “a thing [that is] both cause and effect of itself” (Critique of Judgment, p. 249).
It will be helpful to explore the relationship between artifacts and organisms a bit further. Both are organized in a purposeful manner, which means they are incomprehensible without an idea motivating their production. Further, the structure of any organized thing, artifact or organism, is such that each of the parts composing it exists for the sake of the whole: each of the components conforms to an overall idea. But this is not enough to understand the natural purposes of organisms, as Kant explains,
“…we must think of each part as an organ that produces the other parts (so that each reciprocally produces the other)… Only if a product meets that condition…will it be both an organized and a self-organizing being, which therefore can be called a natural purpose” (ibid., p. 253).
Again, an artifact is purposeful because it is caused by an idea, but it is an idea that “resides outside the entity in the mind of an intelligent designer” (Thompson, p. 134). The idea of an organism, in contrast, is “both cause and effect of itself.” Kant’s coining and elucidation of the term “self-organization” is strikingly similar to Varela’s theory of autopoiesis, but a subtle and important complication remains for us to discuss before we can move on to this more recent formulation. Kant saw the natural purposes of organisms as merely a regulative principle of our own epistemological limitations. Regulative principles, in contrast to constitutive principles, do not tell us what a thing is, but only what we can know about that thing (ibid., p. 137). Kant held that we needed both mechanical and teleological modes of thought to investigate nature, but was agnostic as to their ultimate relation to things, whether mechanical or organic in form. This is a necessary result of the Kantian dualism between phenomena and noumena.
Even so, Kant comes very close to admitting that self-organization is constitutive of living organisms (and not just a regulative principle), but backs away from this position for reasons that are extremely significant considering the aim of our current exploration. It is worth quoting him at length:
“In considering nature and the ability it displays in organized products, we say far too little if we call this an analogue of art, for in that case we think of an artist (a rational being) apart from nature. Rather, nature organizes itself… We might be closer if we call this inscrutable property of nature an analogue of life. But in that case we must either endow matter, as mere matter, with a property (hylozoism) that conflicts with its nature… Or else we must supplement matter with an alien principle (a soul) conjoined to it. But if an organized product is to be a natural product, then we cannot make this soul the artificer that constructed it, since that would remove the product from (corporeal) nature. And yet the only alternative would be to say that this soul uses as its instrument organized matter; but if we presuppose organized matter, we do not make it a whit more intelligible. Strictly speaking, therefore, the organization of nature has nothing analogous to any causality known to us” (Critique of Judgment, p. 254).
Kant here attempts to reconcile the possibility that organisms are intrinsically self-organizing (and therefore purposeful) with his commitment to Newtonian science. He finds that he must either endow matter with life-like properties (hylozoism), or admit a dualism whereby an intelligent soul either constructs or inhabits organized matter (vitalism). He rejects both on the grounds that they conflict with Newton’s view of nature as composed of inert and unfeeling atoms shuffled around by transcendentally imposed laws. Self-organization, therefore, is seen as an entirely irrational principle that is nonetheless indispensible for our understanding of living creatures.
Kant’s understanding of the nature and scope of science was lacking due to no fault of his own. In the time since his death, both the study of physics and the study of self-organization in biology have advanced beyond the wildest dreams of the 18th century imagination. Kant, like most of his generation, was mesmerized by the mathematical magic displayed in Newton’s Principia. But as Gebser points out,
“This form of mathematics permits calculation with infinitely small variable quantities. These quantities…are merely mathematical quantities…[and]…render causal processes measureable by mathematically fragmenting intensities. These spatialized ‘quantities’ of intensity…will continue to exert a negative effect until we clearly recognize this rational falsification” (p. 311).
Gebser is here attempting to explain that mathematical systems like Newton’s are essentially abstractions, basing their measurements of space and time on “so-called ‘ideal quantities,’” (p. 310) that are actually falsely spatialized intensities. The significance of this will not become clear until we begin to investigate the process metaphysics of Whitehead, but for now we can allude once more to the tendency of the deficient mental structure of consciousness to spatialize and quantify everything, leading to
“an extreme dualistic form of thinking which recognized only two antithetical and irreconcilable constituents of the world: measurable, demonstrable things, the rational components of science which were valid; and the non-measureable phenomena, the irrational non-components, which were invalid” (Gebser, p. 285).
Kant falls victim to this extreme form of dualism, and so is forced to understand self-organization as merely an appearance necessitated by the structures of our understanding. Life was self-organizing and purposeful, but only because the human mind was unable to describe it any other way.
B. Autopoiesis: Teleology as Constitutive
“…autopoiesis proposes an understanding of the radical transition to the existence of an individual, a relation of an organism with it-self, and the origin of ‘concern’ based on its ongoing self-produced identity.” –Francisco J. Varela, et al., Life After Kant, p. 116
The application of Aristotelian teleology in modern biology is a matter of great controversy (Nature’s Purposes, p. 1). Some biologists, such as Richard Dawkins, deride any mention of it, as natural selection is deemed to have explained away any requirement of a purpose or aim behind the purely mechanical process of reproduction (The Blind Watchmaker). But for reasons we have mentioned above, this view can be easily dispensed with, as Darwin’s theory concerned phylogenic change, having nothing to say whatsoever about the self-organization and goal-directed behavior of individual organisms. Indeed, Darwin’s mechanism of natural selection is applicable only given an already self-organizing creature intentionally operating and reproducing within an environment.
Other biologists have adopted a new term, “teleonomy,” to describe the as-if property of purposes evident in the behavior and organizational dynamics of life. Biologist Jacques Monod goes so far as to say “it is indispensible to recognize that [teleonomy] is essential to the very definition of living beings” (Chance and Necessity, p. 9). Here, he echoes Kant by pointing out that life cannot be understood without purposes, though also like Kant, he understands these purposes to be a projection of the human observer. This is as far as most biologists are willing to go, as they feel obliged to respect the conceptual boundaries of the mechanistic paradigm. It is worth noting, however, that “no biological science has been able to express itself apart from phraseology which is meaningless unless it refers to ideals proper to the organism in question” (Process and Reality, p. 84). Whitehead goes on to credit Aristotle with having impressed this fact on the science of biology, and describes how the overstressing of final causation during the Christian medieval period resulted in the equally overstressed reliance on efficient causation in modern science.
When Varela and Humberto Maturana originally developed the theory of autopoiesis, they were undoubtedly influenced by this scientific tendency to overstress efficient causes: “Living systems, as physical autopoietic machines, are purposeless systems” (Autopoiesis and Cognition, p. 86). By machine, they did not intend to confuse organisms with artifacts, but meant that the system was determined by its structure and organization (Thompson, p. 141). Any purposes attributed to it were considered projections: regulative, as opposed to constitutive features.
In one of the last essays he authored, however, Varela proposed a revision of the understanding of purposes present in his earlier work with Maturana (who, incidentally, does not share Varela’s change of heart). He came to see that the autopoietic organization of the living implies the emergence of “an autonomous center of concern capable of providing an interior perspective” (Life After Kant, p. 97). To understand why, we must explore in more detail the theory of autopoiesis:
“…an autopoietic system—the minimal living organization—is one that continuously produces the components that specify it, while at the same time realizing it (the system) as a concrete unity in space and time, which makes the network of production of components possible” (ibid., p. 115).
To understand this rather abstract definition, let us ground it in the paradigm case from which it is drawn: the cell. A living cell is engaged in a continual process of self-production and repair, wherein each of its organelles participate in the production of one another, as well as the membrane which defines them as a unity. Though an autopoietic system is also a self-organizing, dissipative structure, we should not reduce it to these categories. What distinguishes an autopoietic system is its “self-produced identity,” or “instauration of a point of view” (ibid., p. 116). An autopoietic entity is one that can be studied empirically (from the outside), but that also requires one to appreciate the horizon of experience brought forth by its continual self-production (from the inside). It is here that an immanent teleology finds its way back into biology, not as a regulative principle of our study of organisms (teleonomy), but as constitutive of them.
“…self-production is already and inevitably a self-affirmation that shows the organism as involved in the fundamental purpose of maintaining its identity” (ibid., p. 116).
Varela’s analysis of the experiential component of autopoiesis involves more than just recognizing the identity arising due to the system’s circular dynamics, but also the umwelt produced by its “sense-making,” which allows it to “change the physiochemical world into an environment of significance and valance” (Thompson, p. 147) such that intentional behavior directed toward an end becomes possible. We can here recognize the attribution of both formal (the identity, or idea, actualized in the movement of the organism) and final (end-directed behavior) causal principles to the organization of the living.
But can the Kantian dilemma be so easily resolved? Kant, as we said earlier, did not understand how self-organization of the autopoietic variety could be possible naturalistically. In the last century, however, our understanding of the physiochemical make-up of organisms has increased significantly. We are far better equipped than Kant to cope with organic forms (Thompson, p. 140; Life After Kant, p. 101). But how, exactly, does an autopoietic account of life establish that the activity of an organism is intrinsically purposeful? How do we know that a teleological element is behind life when it could just as well be a projection of our own “perspective on an otherwise completely neutral behavior” (Life After Kant, p. 108)?
“It is actually by experience of our teleology—our wish to exist further on as a subject, not our imputation of purposes on objects—that teleology becomes a real rather than an intellectual principle. Thus causality, as it is perceived by us as sentient beings, may be subsumed under the more general principle of life” (ibid., p. 110).
Varela here inverts the whole tradition of natural philosophy since at least Descartes by reminding us that, “before being scientists we are first living beings, and as such we have the evidence of our intrinsic teleology in us” (Life After Kant, p. 110). The mechanistic paradigm could begin only after Descartes had firmly established a fundamental separation between the thinking and extended substances. The whole Kantian difficulty over whether to apply teleology to the organisms themselves, or only to recognize it as a principle of our own judgment, can be traced back to this division between mind and matter. Descartes decreed that the extended substance was purely mechanical, ruled by efficient causes alone. This included our own living bodies. But once we come to see that our experience is rooted in bodily processes, and not in some invisible mental substance existing beyond it, attributing genuine interiority and teleology to other living bodies is simply a matter of generalizing our own embodiment. We need not “relapse into the tacit presupposition of the mind with its private ideas which are in fact qualities without intelligible connection with the entities represented” (Process and Reality, p. 76).
But how far can this generalization of our own experience be taken? Varela, while he grants that teleology is more than an artifact of the human mind, only re-establishes it as a necessary phenomenological fact about our own embodied experience. To firmly root teleology, and therefore formal and final causes, in organisms generally, Varela must establish an ontological principle, not merely a phenomenological description. It appears he is willing to do just that:
“To speak of [autopoiesis] thus directly links the biological sphere with a teleological account of ontology. On a material, concrete level we can observe in the organism the flip side of mechanical causality, a final causality as the basic process of life itself—the establishment of an identity. But this happens not by revising physical laws for particle-interactions in special application to organisms, nor by imposing an extra-mechanical entelechy. It is rather the ‘subject-pole’ that is the organism in its autonomy, which changes linear causality by structuring matter in the process of self-realization to maintain itself as this very process” (Life After Kant, p. 119).
Exploring this process of the formation of a “subject-pole” (or mental-pole) brings us closer to Whitehead, whose analysis of the general character of experience in terms of concresence provides us with the platform necessary to understand how organisms don’t need to “transcend the neutrality of pure physics” (Life After Kant, p. 118), because there never was a purely neutral physics to begin with. But before we move on to Whitehead’s analysis of cosmological process, we must examine, with Gebser, the underlying reasons for the acceptance of mechanism as a complete account of life and the necessary mutation in consciousness that must accompany any overcoming of such false limitations.
Part 4: The Immanence of Time
“Time is invention, or it is nothing at all.” –Henri Bergson, Creative Evolution, p. 228
Gebser describes the mutation of the mental out of the mythic structure as an “earth-shaking” event: it pierces the womb of the psyche, where all was pregnant with imaginal meaning and polar congruence, and births the mind with its directed, dualistic, and discursive thought (p. 75). “The ring [of his protective psychic circle] is broken, and man steps out of the two-dimensional surface into space, which he will attempt to master by his thinking” (ibid.). Gebser describes this process as “a fall from time into space,” as the sheltering cyclical temporality of the mythic structure gives way to the three-dimensional, alienating vacuum of space (p. 77). Time becomes falsely spatialized, fixed as an abstraction such that it can be rationally measured (p. 360).
The task of the integral structure is to free time from the cage the mind attempted to trap it in as it went about conquering space with measurement. This false spatialization of time allowed the towering system of Newton to stand for several centuries, “but at last the Newtonian cosmology has broken down” (Adventures of Ideas, p. 156). Erecting such a system was possible only after Descartes had “decisively [separated] ‘mind’ from ‘nature’ (ibid., p. 210). This separation lead Newton to conceive of atoms as “devoid of self-enjoyment,” as mind was present only in the human, who through conscious deliberation imposed upon a dead cosmos the clarity and distinctness of its innate ideas (ibid., p. 212).
As Gebser puts it,
“In the process of consolidating space-consciousness man has precariously placed himself at the outermost reaches of all manifestations. He brought about the isolation of the human, leaving it with only matter as its valid support….” (p. 310).
Whitehead recognizes that “human mentality is an extreme instance…of those happenings which constitute nature,” but is at pains to remind us that, unless we wish to exempt humanity from the course of natural things by admitting an uneasy dualism, we must generalize our experience such that it applies to every occasion in the cosmos (Adventures of Ideas, p. 184-5). Failing to do so leads to a rigidification in which, as Gebser says,
“…consciousness increasingly empties itself of the ‘time’ it has negated, which, as a result of this attitude, itself becomes a lifeless spatial component. And the quantified motoricity of the machine and its lifelessness are in turn merely another expression of the spatialized concept of time” (p. 310).
The danger in falsely spatializing time, of which we have given so much attention, is not only that it replaces the transparency of our experience with a vicious dualism, but that this dualism results in our attempt to make measurable every phenomenon we are faced with, even when such measurement, as in the case of a living organism, fractures its qualitative intensity of experience into abstract, particulate quantities (Gebser, p. 311, 383). “Intensities, unless we mistake them for pressure or tension, are not measureable” (Gebser, p. 310). The result is that the animate presence of life is reduced to the motions of a machine lacking feeling, empty of experience, and devoid of purpose. The materialism and mechanization still in vogue in contemporary biology are a result of a failure to assimilate the transformation occurring within physics over the past century.
As was discussed earlier, Darwin’s reduction of the apparent design of species to the accidental mechanism of random variation under natural selection was based on the fundamental assumption that space, time, and matter were Newtonian in nature. While his theory was undoubtedly empirically sound, it is often the case that “we have to rescue the facts as they are from the facts as they appear” (Adventures of Ideas, p. 155). Darwin selected from among the facts appearing to him only those most prominent for his thoroughly Newtonian mind. As a result, the animate presence of the creatures he sought to understand was ignored, overlaid by the abstract rationalizations favored by the mental structure (Gebser, p. 387). Time, for Newton as for Darwin, played merely a quantitative role: it was the space, conceived as a fourth dimension of extension, that allowed one moment, a fixed instant, to pass into the next, equally as instantaneous and having no intrinsic relation to the one prior to or following it but for the exchange of forces by way of efficient causation. This collapse of time into a spatial sequence, each snap shot externally and accidently related to the next, vanquished the concrete temporal intensity required for formal and final causes to play their role.
As Whitehead puts it:
“…the old conception [of time] allows us to make an abstraction of change and to conceive the full reality of nature at a given moment…an abstraction is made of all temporal duration” (Nature and Life, p. 195).
From Darwin’s point of view, the admission of teleology in evolution was absurd because it implied that the future had causal influence on the past. Time, conceived as purposeless and entirely accidental renders the future a mere result of forces determining it from the past—an aggregate of instants piled one on top of the other, species gaining their form along the way from the accumulation of chance mutations surviving the differential selection of a pre-given environment. This may be an explanation for the diversity of species, but not for life itself, for reasons given in a prior section (the process presupposes self-organizing creatures that reproduce); but more than that, it retards a full account of life because the formal and final causes of autopoiesis stem from “the opposed doctrine of internal relation [which is] distorted by reason of its description in terms of language adapted to the presupposition of external relations of the Newtonian type” (Adventures of Ideas, p. 157). Darwin imagined that all relations between occasions are external, but concrete time is not decomposable into the static categories of past, present, and future, each excluding the other. Teleology is not a matter of the future causing the past, but of the future (and the past) being immanent in the present experience of every occasion. Formal and final causation are relevant only for the internal relations between the parts of an organism, and between the organism and its environment, which Darwin mistakenly assumed could only be related externally.
As Whitehead says,
“Evolution, on the materialistic theory, is reduced to the role of being another word for the description of the changes of the external relations between portions of matter. There is nothing to evolve, because one set of external relations is as good as any other set of external relations. There can merely be change, purposeless and unprogressive. But the whole point of the modem doctrine is the evolution of the complex organisms from antecedent states of less complex organisms” (Science and the Modern World, p. 107).
The doctrine of matter as merely externally related “stuff” in a continual process of change according to certain ultimate preconditions is no longer tenable, for reasons discovered in both the biological, as well as the physical sciences. Darwin’s theory of evolution by natural selection, though its discoverer does not take it this far, was the first crack in the foundation of Newton’s edifice.
The final sentence of Darwin’s Origin reads:
“There is grandeur in this view of life, with its several powers, having been originally breathed by the Creator into a few forms or into one; and that, whilst this planet has gone cycling on according to the fixed law of gravity, from so simple a beginning endless forms most beautiful and most wonderful have been, and are being, evolved,” (The Origin of Species, p. 384).
Darwin’s mistake is to assume that the law of gravity is fixed. He fails to extend the formative influence of evolution far enough. But worse for the implications of his theory within his own field of biology, he assumes that the law of formation is just as fixed, having been imposed upon matter from without by God “into a few forms or into one” at the dawn of life. This is why Darwin’s theory, even though first described in a book entitled “The Origin of Species,” tells us nothing of scientific value about the origin of life. For natural selection to be of any use as a theory of biological form, we must presuppose the self-creation and natural purpose of individual organisms. Only given self-organizaion does the natural shed any light on the subsequent development and diversification of the biosphere. Darwin’s attempt to account for the organization of the living fails because he has too abstract a conception of space, time, and matter, mistaking the quantities of Newtonian equations for the durations of living experience, where each event, though continuous with the last, reaches toward novelty at every turn. Newton’s conceptions of space and time were that each was a vast container indifferent as to what filled them, and even indifferent to each other. Matter shuffled through, blindly obeying arbitrarily imposed laws. Darwin could not account for the emergence of life in such a cosmos, and so was forced to call on divine intervention.
But contemporary physics no longer understands time and space as separate or as absolute. Each shares a common history, having grown up together through the process of cosmic expansion. Matter, similarly, is intimately related to the development of space and time, and is itself not so much a kind of “stuff” as a process of dynamic unfolding. Having gained a better handle on the potential for the emergence of thermodynamic order found throughout nature, contemporary physics is now in a position to supplement the “aimless, aloof, and external power of natural selection” with the “willful, self-sufficient, and internal power of self-organization” (Evolution Extended, p. 128). Evolution really is what arch-mechanist Daniel Dennett calls a “universal acid,” (p. 63). It leaks out of biology and dissolves traditional ways of thinking in every field it comes in contact with. But it cannot be understood as a “mindless, purposeless, algorithmic process” unless we somehow exempt the Cartesian/Newtonian paradigm (Gebser’s deficient mental structure of consciousness) from evolution’s reach. Evolution is a theory that points to the common origin of the many, not just at some distant moment in the past, but as a present reality, as every living creature owes its continued existence to its relationship with the rest. Evolution (when understood in a more expanded, cosmological sense than Darwin intended) is incompatible with the doctrine of external relation, which is the foundation of materialism.
The progress in the field of thermodynamics over recent decades, specifically the work of Ilya Prigogine, has established that the irreversibility of time is essential to the emergence of order in nature. This is a direct break with all of the mechanistic attempts to account for time, which did not recognize anything essential whatsoever about its direction. Newton’s equations give the same results no matter which direction time runs. This is also true for all equations expressing relativistic or quantum effects. Einstein himself once remarked that “time [as irreversible] is an illusion.” For Prigogine, however, the directionality of time was essential for any account of non-equilibrium systems and the creative advance that they allow. In his book, The End of Certainty, Prigogine quotes a few lines from Jorge Luis Borges’ essay entitled “A New Refutation of Time” which I think are worth reprinting here:
“After describing the doctrines that make time an illusion, [Borges] concludes: ‘And yet, and yet…denying temporal succession, denying the self, denying the astronomical universe, are apparent desperations and secret consolations…Time is the substance I am made of. Time is a river which sweeps me along, but I am the river; it is the tiger which destroys me, but I am the tiger; it is a fire which consumes me; but I am the fire. The world, unfortunately, is real; I, unfortunately, am Borges.’”
Whitehead’s notion of concresence, derived from the Latin verb meaning “growing together,” is an attempt to “reconcile permanence and change,” in Prigogine’s words (p. 59). Whitehead recognizes the essential role played by time in the creative unfolding of the universe, and his analysis of concresence allows us to understand what Borges was aiming at when he said that “time is the substance [we are] made of.” As we said at the outset, life is a moving image of eternity. We cannot account for its organization in terms of the stuff of which it is made. We can only grasp its essence when it is understood as inseparably related to its entire past, as well as to the futures that remain possible for it.
Part 5: Whitehead’s Process of Concresence
A. Non-Sensuous Perception
“The philosophy of organism aspires to construct a critique of pure feeling, in the philosophical position in which Kant put his Critique of Pure Reason. This should also supersede the remaining Critiques required in the Kantian philosophy.” –Whitehead, Process and Reality, p. 113
All of the mechanistic thinkers we have thus far criticized commit the fallacy of misplaced concreteness because of inherited patterns of thought dating back to the Greeks. Aristotle can be praised for recognizing the immanence of nature’s purposes, but he can be damned for having introduced the substance-quality logic that lead to the sensationalist doctrine. The sensationalist doctrine mistakes a high abstraction— universals derived from bare sense-perception—for the most primitive, concrete element in experience: “sense-reception.” This led to the unchecked spatialization of time, with all its rigidifying effects, discussed above. Whitehead adopts Bergson’s “admirable phraseology” to explain why: “Sense-reception is ‘unspatialized,’ and sense-perception is ‘spatialized’” (Process and Reality, p. 114). The sensationalist doctrine collapses the unspatialized experience of the transmission between occasions, and so entirely ignores the immanent teleology found therein.
This ignorance of what Whitehead calls “sense-reception” is the reason the mechanistic paradigm is unable to account for sentience of any stripe. It lead Hume to deny the soundness of induction, for with only sense-perceptions to go on, one could merely correlate sequential observations. Causation, as Kant would later declare (based on Hume’s premise), was purely a regulative principle projected on experience by the operations of our intellect. Whitehead blames this misplaced concreteness on the Greeks overreliance on visual perception (Process and Reality, p. 117), which Gebser also points to as the dominant mode of sensory experience in the mental structure. Sense-reception can be described as the temporally-ordered experience of one’s own bodily presense, such that the immediate past and the immediate future are both constitutive elements in every passing moment, giving each a concrete and meaningful place in the whole. The immanence of past and future provide us with a direct link, Whitehead argues, to the real world.
“It is the accepted doctrine in physical science that a living body is to be interpreted according to what is known of other sections of the physical universe. This is a sound axiom; but it is doubled-edged. For it carries with it the converse deduction that other sections of the universe are to be interpreted in accordance with what we know of the human body” (Process and Reality, p. 119).
Here, Whitehead is attempting to generalize our experience as human beings, especially our non-sensuous perception of time, to all other occasions in the universe. Concresence is best understood as the most general analysis of the phases of becoming of every occasion in the universe, though it should be remembered that these phases are not sequential in time, but represent an integral whole.
The simplest way to explain the phases of concresence is to begin with Aristotle’s four causes/reasons. So long as we remember “the passage from phase to phase is not in physical time,” we will avoid oversimplification due to a false spatialization of the process (Process and Reality, p. 283). Aristotle uses the example of a house to elucidate the meaning of the causes, which was fitting for the mental structure’s preference for static categories. But to emphasize the importance of process in an integral account of experience, we will begin discussing the causes involved in concresence in relation to a sailboat at sea. The material cause, for Whitehead, is the creative potential underlying all actuality. “It is that ultimate notion of the highest generality at the base of actuality” (ibid., p. 31). In our sailboat analogy, this cause is the wind. We cannot account for the specific origin of its direction other than to recognize that it contains within it the satisfactions of all prior concresences. The efficient cause is “the transition from attained actuality to actuality in attainment,” such that the creativity of the prior phase becomes the datum for the next phase (ibid., p. 214): the sails of our boat catch the winds of creativity, feeling their potential and endeavoring, in the next phase, to make something of it. This next phase is the formal cause, wherein future possibilities help shape past actualities. The winds of creativity caught by the sails produce a contrast between what is given and what is possible. As the saying goes, “You cannot change the wind, but you can adjust your sails.” The final cause is the ideal of satisfaction luring the sailboat in the direction formed by the adjustment of its sails. It is here that our analogy begins to break down, as even our sailboat, like Aristotle’s house, is an artifact. Its purposes are imposed on it from without, and so it attains no satisfaction of itself in the final phase of concresence. We will now attempt to extend this simplified analysis of concresence to the more complex occasion produced by the human body.
The first thing to remember is that the emergence of each occasion of our experience is partially conditioned by the entire past unfolding of the cosmos. The material cause, as described above, contains within it the subjective aims of countless actual entities that have come into being and perished before us. They gain objective immortality as they “[pass] over into the ‘given’ primary phase for the concresence of other actual entities,” (ibid., p. 85). This givenness is the efficient cause as experienced directly through non-sensuous perception of the immediate past. Rather than understanding efficient causes as mere mechanical effects lacking emotive concern, Whitehead reconnects mind and matter by interpreting them as affects, or feelings directly prehended through our most primitive kind of perception. As Whitehead puts it, “…sympathy…is the primary ground for the continuity of nature” (Adventures of Ideas, p. 183). Having thus felt the immediate force of the past at our backs, aptly referred to as the physical-pole of concresence, we are ready to describe the transition to the mental-pole.
“In the formation of each occasion…the swing over from re-enaction to anticipation is due to the intervening touch of mentality…the occasion arises as an effect facing its past and ends as a cause facing its future. In between there lies the teleology of the Universe,” (ibid., p. 194).
Whitehead calls the formal cause the subjective form of concresence, and it represents the ingression of eternity into time as the possibilities of definiteness available for shaping the future, given the actuality of the past. Without this “intervening touch of mentality,” every actual occasion would be entirely determined, destined to passively re-enact the past without any anticipatory ability. As was mentioned earlier in our discussion of Kant, the defining characteristic of living organisms is that they are cause and effect of themselves. The importance of this becomes evident when we consider the role played by the mental-pole of concresence. The initial phase of the mental-pole is the self-formation of the organism, wherein the determined effects of its past are prehended in light of future ideals. This contrast between feelings of givenness and feelings of potential constitutes the subjective form of each occasion. The completion of each occasion is reached when the subjective comparison of affects reaches satisfaction, perishing into objective immortality and becoming the cause of subsequent occasions. This process of death and rebirth is continually taking place within what would be recognized empirically as a single organism, which explains why organisms are their own cause and their own effect. If Kant was able to analyze the organization of the living without having mistakenly assumed that sensuous perception was most primitive, he might have recognized in himself, as an instance of living matter, an analogue of the teleological process of organic formation in nature.
Varela realizes just this when he says, as was mentioned above, “causality, as it is perceived by us as sentient beings, may be subsumed under the more general principle of life,” which for Varela and Whitehead is intrinsically teleological. We will now examine the close ties between Varela’s account of autopoiesis and Whitehead’s process of concresence.
B. The Formation of Living Matter
“[The] wholeness [of an organism] is self-integrating in active realization, [its] form is not the result but the cause of the dynamic arrangements of matter, and hence the process at the same time is the form.” –Hans Jonas, 1992, p. 21
Whitehead contends “it belongs to the essence of all occasions of experience that they are concerned with an otherness transcending themselves” (Adventures of Ideas, p. 180). As Hosinski says of this contention, it implies that “subjectivity is derivative from objectivity,” (p. 56). In other words, the objective world, as given to us through our prehension of the past, is the soil from which subjective enjoyment sprouts.
Similarly, Varela says of organisms that “because there is an individuality that finds itself produced by itself it is ipso facto a locus of sensation and agency, a living impulse always already in relation with its world,” (Life After Kant, p. 117). This relation is one of concern, as Whitehead says:
“The occasion as subject has concern for the object. And the ‘concern’ at once places the object as a component in the experience of the subject, with an affective tone drawn from this object and directed towards it,” (Adventures of Ideas, p. 176).
Varela agrees, stating that “there cannot be an individuality which is isolated and folded into itself,” (Life After Kant, p. 117). Instead, organisms have
“…[a] precarious existence…always menaced by concern, the need to avoid perishing, and to do this, it is again dependent on matter whose characteristics are the reason for its concern,” (ibid., p. 113).
The avoidance of perishing referred to by Varela is a result of every organism’s relationship with matter, which mechanistic science tells us inevitably tends towards disorder. But as Whitehead reminds us, the notion of “dead matter…is an abstraction from the full complexity of concrete actuality,” (Hosinski, p. 62). Life is defined by its continual self-production, maintaining its form by remaining far from thermodynamic equilibrium on a wave of negative entropy. As Varela says, “this entails that teleology is a primordial tendency of matter manifest in the form of organisms,” (Life After Kant, p. 114). The attempt to avoid perishing will not ultimately succeed, but through attempting to achieve it moment by moment, the organism experiences its subjective form, “[enjoying] its decisive moment of absolute self-attainment as emotional unity” (Adventures of Ideas, p. 177), and thereby establishes itself as an object to be prehended by its next occasion of experience.
To account for the natural purposes inherent in living forms, both Varela and Whitehead are forced to reject the materialist doctrine that defines matter as inert and passive. As Varela puts it:
“The emergent causality of the reciprocal passages between the local elements [physical-pole] and the global emergent identity [mental-pole] are not a caprice, but inscribed and endogenous to nature itself, a tendency rather than an irregularity,” (Life After Kant, p. 114).
And Whitehead:
“…what has vanished from the field of ultimate scientific conceptions is the notion of vacuous material existence with passive endurance, with primary individual attributes, and with accidental adventures…the concept is useless as an ultimate notion in science, and in cosmology,” (Process and Reality, p. 309).
A materialist may here protest that we have run roughshod over the established empirical facts concerning objective nature. But from Whitehead’s perspective, the dualism between subject and object established by Descartes is in conflict with the “organic realism” he sought to establish. Descartes dualism lead to the uneasy doctrine of primary and secondary qualities, a dualism Whitehead rejects by pointing out that “what [Descartes] described as primary attributes of physical bodies are really the forms of internal relationships between actual occasions, and within actual occasions,” (Process and Reality, p. 309). For Whitehead, primary qualities, which are supposed by the materialist doctrine to be the final real things existing independently of subjective experience, are but abstractions, for
“…we can never survey the actual world except from the standpoint of an immediate concresence…actuality means nothing else than this ultimate entry into the concrete, in abstraction from which there is a mere non-entity,” (ibid., p. 211).
This brings us to a further parallel between Varela’s theory of autopoiesis and Whitehead’s process of concresence. Concresence can be defined in a simplified way as “the real internal constitution of a particular existent,” (ibid., p. 210). More technically, concresence is
“the name for the process in which the universe of many things acquires an individual unity in a determinate relegation of each item of the ‘many’ to its subordination in the constitution of the novel ‘one,’” (ibid., p. 211).
Though it is true that “every entity in the actual world of a concresent actuality has some gradation of real relevance to that concresence” (Process and Reality, p. 41), in order to attain the unity of subjective satisfaction, the concresence must simplify the multiplicity of its feelings by way of negative prehensions. A negative prehension is “the definite exclusion of that item from positive contribution to the subject’s own real internal constitution,” (ibid.). Varela says something similar about the autopoietic process of self-realization, remarking that “stimuli from outside enter the sphere of relevance…only by their existential meaning for the keeping of the process of self-establishment,” (Life After Kant, p. 117). Any element of the actual world incompatible with the subjective aim of an organism is negatively prehended, such that its role becomes negligible, though still actual enough to affect the emotional complex involved in the final satisfaction of the concresence (Process and Reality, p. 41). We can summarize this point by saying, in Varela’s language, that organisms bring forth their own domain of cognitive significance; or, again, in Whitehead’s: “Each actual occasion defines its own actual world from which it originates,” (bid., p. 210).
Before exploring the cosmological significance of our account, we must elucidate the relation between form and matter that has been tacitly assumed above. The classical materialist account is that matter has a fixed essence, cannot evolve, and has no intrinsic potential; it is determined entirely by exterior forces. The emergence of life out of such material would therefore require a miracle, as there is no way to account for individual self-formation without a tendency toward organization present in matter from the beginning. To account for the ontological status of biological identity, for the “ever existing gap between the realization of the living and its underlying matter” (Life After Kant, p. 119), we must move beyond the mechanistic understanding of organisms as substances informed with genetic qualities (traits) through passive selection by a pre-given environment. Not only does this ignore the reciprocal role played by organisms in the selection of their environment, it fails to fully consider an organism’s moment-to-moment task of having to self-produce an identity out of a continual flow of matter and energy. The claim is that the genetic program is responsible for the whole process, but as has been pointed out numerous times already, one cannot account for the teleological organization of individual living organisms by reducing their form to that resulting from a mechanical process operating at the level of whole species. To do so is to commit the fallacy of misplaced concreteness.
Accounting for the natural purposes of individual organisms does not require that we reject the reality of physiochemical constraints. On the contrary,
“the organism has to remain in the field of physiochemical laws to maintain a ‘coupling’ with the underlying energetical structures [ autocatalysing reactions, for instance] whose regularities assure that it can maintain coupling through the course of its life” (Life After Kant, p. 118).
In other words, “the environment gives the basis for the organism’s behavior precisely by establishing a continuous challenge to it,” (ibid.). This point is similar to the one made earlier about the object-subject structure of experience. The basis of subjectivity is a concern for that which transcends oneself. This concern for the other is mirrored by the desire to exist for one’s own sake, or as Varela puts it, “Subjectivity is the absolute interest the organism takes in his continued existence,” (ibid., p. 119). Varela continues:
“Necessary…are the material compounds of an organism, their incessant input and their unhindered supply. But this necessity…is governed by a principle of autonomy: the fact that a living system is able to become an ontological center, that it is able to organize itself into a form that is not explainable by the features of the underlying matter (the pure necessity) alone. This autonomy then is nothing other than true teleological behavior,” (ibid.).
To understand how organized form could arise from matter, an intrinsic urge toward realization must be attributed to it. The phenomenologist Merleau-Ponty, who was a major influence on Varela’s thought, spoke of matter as “the flesh of the world”:
“[it] is not self-sensing as is my flesh. It is sensible and not sentient. I call it flesh, nonetheless…in order to say that it is a pregnancy of possibility,” (The Visible and the Invisible, p. 250).
Whitehead refers to “Eros” as the “the soul stirring itself to life and motion” (Adventures of Ideas, p. 66), evoking that “which endows with agency all ideal possibilities” (ibid., p. 210). We might even give a thermodynamic account of this agency or pregnancy of matter, pointing to a particular example: the tremendous temperature gradient created by interaction between the earth and light from the sun. This far from equilibrium situation gave the molecules on the surface of the planet a tremendous amount of free energy, allowing them “to spontaneously create new patterns of order and organization by dissipating entropy” (de Quincey, p. 32). “Life,” says biologist Lynn Margulis, “is a gradient-reducing system,” (Acquiring Genomes, p. 46). Such a view allows us to see how life does not contradict the 2nd law of thermodynamics, as was once thought. Instead, it feeds on it.
An individual life, however, as we said at the outset, is a process with both a beginning and an end. Because the autonomous form of an organism runs counter to the generally entropic state of matter, its eventual death is a certainty. But this death is a gift to all subsequent organisms that inherit its objective immortality as components in their own concresence.
Part 6: The Living Cosmos
“If you equate the probability of the birth of a bacteria cell to chance assembly of its atoms, eternity will not suffice to produce one…Faced with the enormous sum of lucky draws behind the success of the evolutionary game, one may legitimately wonder to what extent this success is actually written into the fabric of the universe." -Christian de Duve, A Guided Tour of the Living Cell
We have attempted, in the preceding pages, to generalize the quality of life such that it might extend to every actual entity. To have any chance at succeeding, a few conceptual hurdles remain. To truly generalize life, defined as autopoiesis, to all actual entities, our analysis of the relation between autopoiesis and concresence must have revealed enough similarity that the two, as accounts of self-organization, are nearly interchangeable. Whether enough parallels have been drawn to do this remains to be seen. To fully prove that the two processes are deeply related, we would have to describe an entity usually considered inorganic, such as an atom, as an autopoietic system. We are confident that this can be done, but it would require a detailed investigation into the structure of subatomic dynamics that is beyond the scope of the current essay. We can say, however, that in light of the displacement in modern physics of matter by energy as most fundamental that atomic organization appears to satisfy the two major requirements of autopoietic organization: 1) each of its components—protons, neutrons, and electrons—participate in the continual formation of one another, and 2) in the formation of a boundary (electron probability cloud) which defines the atom as a unity. Such an account of the atom is plausible because energy “is merely the name for the quantitative aspect of a structure of happenings; in short, it depends on the notion of the functioning of an organism,” (Science and the Modern World, p. 102). Without some process of self-organization, whether it is deemed autopoietic or concresent, atoms could not emerge out of the flux of undifferentiated energetic happenings.
If we grant that evolution is a “universal acid,” leaking out of biology and into all other sciences, forever altering their foundational concepts, much of the order in the cosmos comes into greater focus. As Whitehead says, the whole point of the theory is that more complex organisms arise from less complex organisms.
“The doctrine [of evolution] thus cries aloud for a conception of organism as fundamental for nature. It also requires an underlying activity—a substantial activity—expressing itself in individual embodiments, and evolving in achievements of organism. The organism is a unit of emergent value, a real fusion of the characters of eternal objects, emerging for its own sake,” (ibid., p. 107).
The reigning cosmology in contemporary physics is the big bang theory. It does seem that such a model fits perfectly with an evolutionary account of cosmos, where unexpected achievements of emergent value are created at every juncture. Supposing the universe emerged from the big bang, we can recognize hydrogen and helium atoms as among the first organisms to self-organize out of the primordial cloud of potentiality. They are the parents of all other atoms, formed when these original elements are fused (Primack and Abrams, p. 94). In order for this fusion to take place, the next unit of emergent value had to evolve: stars. The first generation of stars was huge, about 100 times the mass of our sun (ibid., p. 147). After a million years or so, these stars exploded in gigantic supernovas, creating heavier elements and leaving behind massive black holes. These black holes eventually gathered enough matter to become galaxies, the next individual embodiment of emergent value. Within these galaxies, smaller stars formed, around them orbiting the next organism to arise in this cosmic evolution: planets. Upon what we can only assume is a countless number of planetary bodies, the potential for further evolution in the form of traditional organisms was made possible. From prokaryotes, to eukaryotes, to multicellular species—the same process of creative advance continues.
We can further cement this account of cosmic evolution by pointing to Whitehead’s claim that
“The community of actual things is an organism; but it is not a static organism. It is an incompletion in process of production. Thus the expansion of the universe in respect to actual things is the first meaning of ‘process’; and the universe in any stage of its expansion is the first meaning of ‘organism,’” (Process and Reality, p. 214-15).
The cosmos as a whole is here described as a living organism, better termed a cosmic concresence. It is incomplete in itself, and so is necessarily a process of becoming. It is the prototype for all subsequent organic forms, or as Whitehead says, “…each actual entity…repeats in microcosm what the universe is in macrocosm,” (ibid.).
The incomplete and subsequently processual nature of the universe can again be related to the 2nd law of thermodynamics and the arrow of time it establishes. Whitehead says of the future of the universe “it is merely real, without being actual,” whereas “the past is a nexus of actualities,” (ibid.). He goes on to say of the present that it “is the immediacy of teleological process whereby reality becomes actual,” (ibid.). Margulis points to the “geometry of the universe’s expansion” to account for its ever increasing creative possibilities for gradient reduction (p. 48). We might say that the past, as actual, is thermodynamically forced to become the future because of the tendency of energy to seek equilibrium by breaking down previously established gradients. The “teleological process whereby reality becomes actual” is in fact empirically observable on a cosmic scale. As Margulis says, “purposefulness is an offshoot of the thermodynamic tendency to come to equilibrium,” (p. 49). We may not go so far as to call it an offshoot, though; we must still account for the purposes of individuals, as Whitehead does, by coming to see the universe as an organism made of organisms, “a community of actual things” (Process and Reality, p. 214). Margulis’ thermodynamic reduction, though it beautifully expresses the continuity of nature, neglects its atomicity.
Conclusion: Into the Integral
“Integral reality is the world’s transparency, a perceiving of the world as truth: a mutual perceiving and imparting of the truth of the world and of man and of all that transluces both.” –Jean Gebser, The Ever-Present Origin
In the Ever-Present Origin, Gebser introduces two terms he feels exemplify the transparency and wholeness typifying the integral structure of consciousness. The first is systasis, which refers to “the conjoining or fitting together of parts into integrality,” (p. 310). Gebser wishes to contrast the notion of systasis with that of a system, though not to imply that they are opposites (as a thesis to its antithesis). Systematization is still a feature of a three-dimensional, predominantly spatial world composed of parts. When we refer to a system, we describe the effect of some quantitative process of addition, thereby draining that process of any intrinsic life. We may, by way of a loose analogy, say that viewing an organism as a system converts it into a static collection of objects, whereas systasis allows the parts to become transparent, such that the organism is recognized as a subject perpetually becoming whole.
The second term, synairesis, refers to the mode of perception adapted to understanding integral realities. Gebser says that it “fulfills the aperspectival, integrative perception of systasis and system…[and is] a precondition for diaphany, which is able to be realized when, in addition to systasis and system, the symbol—with its mythical effectivity—and magic symbiosis are included, that is to say, present,” (ibid.).
Our claim is that Varela, and especially Whitehead, display a clear understanding of the need for a synairetic mode of perception that breaks free of the spatial categories and systematization endemic to the mental structure. Whitehead’s analysis of concresence is precisely an attempt to come to terms with organisms as systatic, which coincidentally is Greek for “put together,” with the connotation of “forming” (Gebser, p. 292), linking it closely with the meaning of concresence.
As Whitehead says,
“We have to discover a doctrine of nature which expresses the concrete relatedness of physical functionings and mental functionings, of the past with the present, and also expresses the concrete composition of physical realities which are individually diverse,” (Adventures of Ideas, p. 157).
The related processes of concresence and autopoiesis bring together each of the structures of consciousness in their attempt to make clear the organization of the living, uniting the systematic categorization of the mental (through an appreciation of the statistical details of genetic inheritance), the circular polarity of the mythic (through an appreciation for the autopoietic dynamics of cellular metabolism), and the vital synchronicity of the magic (through an appreciation of the interpenetration of subject and object) without becoming fixated upon any in particular. The transparency of the whole is thus made evident.
It was not until the 20th century that time became fully apparent to our consciousness. Whitehead, a mathematician and a physicist, participated directly in the scientific revelation that our sensory experience of the heavenly bodies is delusory until we have an appreciation of eternity. That is, because light takes time to travel from distant stars and galaxies to our eyes, we can only appreciate them as actual occasions if time has become transparent to us. Then we presentiate them without having to see them, making a “[reality] in which the present is all-encompassing and entire,” (Gebser, p. 7).
As Gebser says,
“The synairesis which systasis makes possible integrates phenomena, freeing us in the diaphany of ‘a-waring’ or perceiving truth from space and time. Space and time are, after all, merely conditional realities and as such realities with a double relation. They are in the first place ‘objective’ as the transitory structure of our universe, and in the second, ‘subjective’ as the transitory structure and mirroring of our consciousness. This transitory character refers us to origin, which, with respect to consciousness, becomes space-and-time-free when we fulfill and complete synairesis, the aperspectival imparting-of-truth. In this are consolidated the clarity and transparency of man and universe in which origin becomes present, inasmuch as origin, which ‘lies’ before spacelessness and timelessness, manifests itself in consciousness as space-time-free present,” (p. 311-12).
Absent such integration, those fixated within the mental structure will continue to reduce all factors of living organization to spatial-material components, thereby negating not only the natural purposes of the organisms around them, but “denying [their] own status as sentient beings who have a right to the pursuit of an undisturbed life,” (Life After Kant, p. 111). We cannot afford to ignore what Whitehead, after Shelley and Wordsworth, refers to as the “values [arising] from the accumulation of the brooding presence of the whole on to its various parts,” (Science in the Modern World, p. 88).
Works Cited
1. Allen, Colin (ed.). Bekoff, March (ed.). George Lauder (ed.). Nature’s Purposes: Analysis of Function and Design in Biology. Massachusetts: The MIT Press. 1998.
2. Barlow, Connie (ed.). Evolution Extended: Biological Debates on the Meaning of Life. Massachusetts: MIT Press. 1994.
3. Bergson, Henri. Creative Evolution. New York: Barnes and Noble. 2005.
4. Dennett, Daniel. Darwin’s Dangerous Idea. New York: Touchstone. 1995.
5. De Quicney, Christian. Radical Nature: Rediscovering the Soul of Matter. Vermont: Invisible Cities Press. 2002.
6. Gebser, Jean. Transl. by Noel Barstad and Algis Mickunas. The Ever-Present Origin. Ohio: Ohio University Press. 1985.
7. Hosinski, Thomas. Stubborn Fact and Creative Advance: An Introduction to the Metaphysics of Alfred North Whitehead. Maryland: Rowmann and Littlefield Publishers. 1993.
8. Kant, Immanuel. Transl. by W.S. Pluhar. Critique of Judgment. Indianapolis: Hackett. 1987.
9. Lennox, James. Aristotle’s Philosophy of Biology. Cambridge: Cambridge University Press. 2001.
10. Margulis, Lynn. Sagan, Dorian. Acquring Genomes. New York: Basic Books. 2003.
11. Mayr, Ernst. What Evolution Is. New York: Basic Books. 2001.
12. Merleau-Ponty, Maurice. The Visible and the Invisible. Chicago: Northwestern University Press. 1969.
13. Monod, Jacques. Chance and Necessity. New York: Random House. 1972.
14. Prigogine, Ilya. The End of Certainty: Time, Chaos, and the New Laws of Nature. New York: The Free Press. 1996.
15. Primack, Joel. Abrams, Nancy. The View from the Center of the Universe. New York: Riverhead Books. 2006.
16. Thompson, Evan. Mind in Life: Biology, Phenomenology, and the Sciences of Mind. Massachusetts: Harvard University Press. 2007.
17. Varela, Francisco J. Weber, Andreas. Life After Kant: Natural purposes and the autopoietic foundations of biological individuality. Published in Vol. 1 of Phenomenology and the Cognitive Sciences. Netherlands: Kluwer Academic Publishers. 2002.
18. Varela, Francisco J. Maturana, Humberto. Autopoiesis and Cognition: The Realization of the Living. Published in Vol. 42 of Boston Studies in the Philosophy of Science. 1980.
19. Whitehead, Alfred North. Adventures of Ideas. New York: The Free Press. 1967.
20. Whitehead, Alfred North. Concept of Nature. New York: Cosimo Classics. 2007.
21. Whitehead, Alfred North. Nature and Life. Chicago: University of Chicago Press. 1934.
22. Whitehead, Alfred North. Process and Reality. New York: The Free Press. 1978.
23. Whitehead, Alfred North. Science and the Modern World. New York: The Free Press. 1925.
“The presumption that there is only one genus of actual entities constitutes an ideal of cosmological theory to which the philosophy of organism endeavors to conform. The description of the generic character of an actual entity should include God, as well as the lowliest actual occasion, though there is a specific difference between the nature of God and that of any occasion.” –Alfred North Whitehead, Process and Reality, p. 110
Life, from a purely human perspective, is the most general, and therefore most metaphysical category imaginable. First we are alive, and then we come to know it. Our knowledge is always through life. The story we tell to explain our relation to the cosmos begins and ends with our account of our own living experience. Philosophers since Plato and Aristotle have struggled to define this term of terms adequately, as when we ask, “what is life?” the answer is found only in the experience that is already present whether we have asked for it or not. Without an actual relation between the whole and ourselves, life is unlivable; but without a conceptual relation to it, life is unthinkable. How, then, to conceive of it? An overly reductive definition distorts life’s cosmic import, painting too tragic and meaningless a picture of existence; an overly expansive definition obscures life’s fragile beauty, ignoring the fact of death given by the birth of every living creature. Life is a moving image of eternity, embodying both a finite and infinite aspect.
We endeavor in the present essay to coherently define every actual entity as a living creature. The reason is that no scientific account of life can, without incongruence, explain its emergence in a physical universe that is otherwise devoid of purpose and feeling. Our exploration of the issues surrounding the pursuit of an organic ontology will require a thorough critique of mechanistic biology, whose aim is the reverse of our own: to define life such that it is reducible to a “mindless, purposeless, algorithmic process” (Dennett, p. 320). This definition will be shown to be entirely inadequate. It makes of our human experience an aberration, severing all roots whatsoever between ourselves and the evolutionary process that carried us here. If we are going to attempt a scientific account of life at all, then it must at least allow for the presence of human consciousness. The process metaphysics of Alfred North Whitehead, as well as the systems biology of Francisco J. Varela, will aid us in our critique of mechanistic biology. Varela’s account of life in terms of autopoiesis will be compared with Whitehead’s analysis of the process of concresence in the hopes that a parallel becomes clear. It will be argued that Varela’s science demands a new metaphysical scheme not available within the confines of mechanistic materialism. Whitehead’s philosophy of organism, we suggest, is up to the task.
The approach of these two thinkers represents, in our view, what cultural philosopher Jean Gebser has called the “irruption of time consciousness” (p. 380). It was not until the 20th century that life could be properly understood, as prior to this historical moment, time itself had not fully entered the consciousness of human beings. Gebser’s account of the irruption of time will aid us throughout our exploration. We will began this essay, then, by laying out the cultural mood surrounding the widespread acceptance of mechanistic approaches to biology for the greater part of the last few centuries.
Part 1: The Irruption of Time
“The supersession of dualism in biology begins to occur in this science at the moment when the ‘time’ factor is taken into consideration.” –Jean Gebser, The Ever-Present Origin, p. 384
In his epochal book, The Ever-Present Origin, Gebser describes the emergence of a new structure of human consciousness, the integral, and distinguishes it through comparison to the preceding structures uncovered in his phenomenological study of human origins. The structures he discovered include the archaic, magic, mythic, and mental, each with its own dimensionality and sensory emphasis. A detailed examination of these structures is beyond the scope of the current study. What is important for our task—that of envisioning a living cosmology—is the nature of the ongoing mutation from the mental to the integral structure, with special attention paid to the transformed awareness of time that results.
The mental structure of consciousness is described by Gebser as having been “already shaped in the Mediterranean world of late antiquity” (p. 11) by such figures as Parmenides, Plato, and especially Aristotle. The full mutation from psyche to mind, however, did not take place until 13th century Europe, revealed in the intensely personal poems of the Troubadours and the revival of Aristotle in the work of Thomas Aquinas. Gebser describes the mental structure as having brought forth “the visualization of, and openness to time with a quantifiable, spatial character” (p. 12), and offers as an example of this new attitude toward time the erection of the first public clock in 1283 in the courtyard of Westminster Palace.
Gebser is clear that this rising of time into consciousness is both a gain and a loss: a gain because it allowed humanity to think, to understand, to reflect, to calculate—in short, to recognize its capacity for rationality (p. 74); a loss because, with the invention of clocks, time became falsely spatialized, thereby occluding the transparency of the whole for the sake of rampant quantification of the parts. As Gebser puts it,
“…our fathers [dominated by the mental structure] had no sensorium for the phenomenon of time. Living in a spatially frozen world, they considered the temporal world to be a disturbing factor which was repressed, either by being ignored, or by being falsified by measurement into a spatial component” (p. 284).
The implications of the obsession with measurement in a world experienced as “spatially frozen” will be explored in depth below, but it suffices to say for now that such factors played a central role in the formulation and widespread acceptance, whether explicit or not, of the substance dualism that continues to plague much of modern, mechanistic biology. Only once the mutation into integral consciousness began did humanity come to appreciate time, not as a quantity or magnitude, but as a qualitative intensity (p. 285). Before exploring the crucial significance of time in an integral biology, we must first examine the beginnings of biology itself during the birth and development of the mental structure.
Part 2: History of Biology
A. The Ancients
“Biologists cannot study their subject in abstraction from matter, since nature always acts for the sake of an end, which involves studying the relation of what is potentially something to its full realization” –Aristotle, De Partibus Animalium, p. 641
Gebser credits Aristotle as among the first in antiquity to display an unquestionable tendency toward mental, as opposed to mythic, consciousness (p. 408). It is not surprising then that Aristotle is widely seen as the originator of both the science and philosophy of biology (Lennox, p. xx). Whitehead, however, famously wrote that philosophy “consists of a series of footnotes to Plato,” (Process and Reality, p. 39), and indeed, Aristotle is indebted to him, even where he disagrees. Whitehead credits Aristotle with correcting Plato’s tendency to “separate a static spiritual world from a fluent world of superficial experience” (ibid., p. 209). In Timaeus, Plato lays out a cosmology that is in many ways identical to what would today be called intelligent design. Nature is described as an artifact, and its designer is a divine craftsman who orders it just so as to bring about the most beauty and goodness possible (Lennox, p. 228). Aristotle, on the other hand, tried to find a less theological middle ground between atomistic reductionism and Plato’s idealism, being careful not to scrub away nature’s purposes in the process. Though he still made use of the metaphor of the craftsman to understand organic form, Aristotle recognized an important difference between artifact and organism:
“For the art is source and form of what comes to be, but in another; whereas the movement of nature is in what is coming to be” (Generation of Animals, p. 735).
Aristotle here distinguishes the work of an artist from the nature of an organism by pointing out that artists shape their crafts from the outside, while organisms form from within. The core difference between Plato’s understanding of life and Aristotle’s is that Plato finds it necessary to import purpose into nature from beyond nature (i.e., by demiurgic design), while Aristotle finds it immanent in the movement of natural things themselves.
It might be helpful here to introduce Aristotle’s four αιτίες (roughly translated as causes, or reasons) for the sake of which every living organism exists. We will revisit these causes in a later section on Whitehead, where a slight reworking of them will aid our understanding of concresence. The material cause is the potentiality necessary for motion, and the efficient cause this motion’s agent of initiation. The formal cause is movement directed toward an end, the final cause being the attainment of that end. We can see now how it is that Aristotle views the matter and form of a creature as intimately related, the former being the potential for the actualization of the latter. The difference between Aristotle’s immanent and Plato’s demiurgic understanding of teleology is extremely significant, as one or the other aspect of this distinction has influenced nearly every philosopher of biology since.
B. The Moderns
“…if one accepts the evolutionary perspective, attempts to discuss science (or any other sort of conceptual activity) become much more difficult, so difficult as to produce paralysis.” –David Hull, The Naked Meme, p. 299
Charles Darwin, idolized by many contemporary materialists as the slayer of teleology and champion of the mechanistic paradigm, was a student of William Paley, whose natural theology and argument from design can be traced back directly to Plato (Lennox, p. 228). Paley held that certain artifacts, including organisms, could not be explained without recourse to an intelligent artificer due to their obviously designed features. Darwin was inspired to respond to Paley, and so devised the theory of natural selection to explain how the apparent design of organisms could be the result of a purely mechanical process working over immense geological time (Dennett, p. 68). Darwin’s response to Paley is difficult to disprove by weight of empirical evidence alone, but when one realizes the implicit assertion that both make, it becomes clear they are working from within the same paradigm: both Darwin and Paley understood organisms to be nothing more than especially sophisticated machines. They differ only in the reasons given for this sophistication. Paley’s argument from design required a transcendent deity for nature to have any purposes. Once Darwin called the logical necessity of that deity into question, the biological world was left sterile and purposeless, the result of chance, necessity, and an unfathomable amount of time. Plato’s demiurge had been vanquished, but his view of nature as an undirected flux remained.
This is not the whole story, however. Darwin’s was a biology constructed to comply with and reduce to Newtonian physics. Newton conceived of the universe in a way reminiscent of Plato: nature was a giant, clockwork machine constructed by God according to certain transcendent laws. Darwin was compelled to find a place for life within this framework, a framework Whitehead describes as “the doctrine of Imposed Law” (Adventures of Ideas, p. 113). The only way to make room for life in Newton’s universe was to erect a radical division between the contingency of biological evolution and the necessity of physical law. While Darwin corrected the imbalance of Paley’s Platonism with his evolutionary narrative, he failed to recognize that our knowledge of the laws of physics themselves must also be evolutionized, so to speak. But because he was still firmly rooted within the mechanistic paradigm, Darwin could not understand how the tremendous degree of organization in the biosphere might arise without recourse to the arbitrarily imposed order of Newton’s laws.
Immanuel Kant, who died more than 50 years before Darwin wrote The Origin of Species (and who also lived in the shadow of Newton), heavily criticized the view that organisms can be understood as machines/artifacts. His view is reminiscent of Aristotle, in that it affirms natural purposes without recourse to supernatural designers. Why the Anglo-American world paid so little attention to his critique of mechanistic biology is an historical curiosity whose complications are beyond our present investigation. Biologist Ernst Mayr remarked that “Kant’s acceptance of teleology…greatly affected German evolutionists in the nineteenth century,” but nonetheless, Mayr felt that any use of final causation in biology was doomed to failure (What Evolution Is, p. 82). We can only assume that Mayr had other philosophical commitments that prevented him from investigating Kant’s understanding of teleology in more depth. We turn now to explore Kant’s account of life, one that would almost two centuries later resurface in the scientific guise of Varela’s theory of autopoiesis (Thompson, p.136).
Part 3: The Organization of the Living
A: Teleology as a Regulative Principle
“An organized being is then not a mere machine, for that has merely moving power, but it possesses in itself formative power of a self-propagating kind which it communicates to its materials though they have it not of themselves; it organizes them, in fact, and this cannot be explained by the mere mechanical faculty of motion.” –Immanuel Kant, Critique of Judgment
In The Critique of Judgment, Kant ridicules the very idea of a purely mechanical account of life:
“…it is quite certain that in terms of merely mechanical principles of nature we cannot even adequately become familiar with, much less explain, organized beings and how they are internally possible. So certain is this that we may boldly state that it is absurd for human beings even to attempt it, or to hope that perhaps some day another Newton might arise who would explain to us, in terms of natural laws unordered by any intention, how even a mere blade of grass is produced” (Critique of Judgment, p. 282-283).
Many materialists have argued that Darwin was exactly the “Newton of the grass blade” that Kant thought would never come. But this confuses an important distinction between ontogeny and phylogeny. Darwin’s theory was exclusively an account of the phylogenic diversification of species. As Evan Thompson makes clear,
“Kant’s concern was the definite organization of living beings, but the Darwinian theory of evolution by natural selection does not provide any account of organization at the level of biological individuals. On the contrary, the theory must presuppose biologically organized individuals that reproduce” (p. 131).
To suppose Darwin’s theory banished the immanent purposes of particular beings is to commit Whitehead’s fallacy of misplaced concreteness. One mistakes a general law about the abstraction “species” for an argument about the nature of concrete particulars. Further, because Darwin had to presuppose reproducing organisms for his theory of speciation to work, modern biology cannot look to his work for a complete account of life.
Kant’s genius was to recognize that “some products of material nature cannot be judged to be possible in terms of merely mechanical laws” (Critique of Judgment, p. 267). To understand life, according to Kant, we must employ final causality. Like Paley, Kant also thought artifacts were impossible to explain without some kind of teleological principle. Material and efficient causes were not enough to account for the design of a wheel, for instance. But unlike Paley, Kant understood organisms as “natural products,” not artifacts of divine design (Thompson, p. 133). A natural product is produced by way of a natural purpose, in contrast to an artifact, which is produced by an external, intelligent agent. A natural purpose is found in “a thing [that is] both cause and effect of itself” (Critique of Judgment, p. 249).
It will be helpful to explore the relationship between artifacts and organisms a bit further. Both are organized in a purposeful manner, which means they are incomprehensible without an idea motivating their production. Further, the structure of any organized thing, artifact or organism, is such that each of the parts composing it exists for the sake of the whole: each of the components conforms to an overall idea. But this is not enough to understand the natural purposes of organisms, as Kant explains,
“…we must think of each part as an organ that produces the other parts (so that each reciprocally produces the other)… Only if a product meets that condition…will it be both an organized and a self-organizing being, which therefore can be called a natural purpose” (ibid., p. 253).
Again, an artifact is purposeful because it is caused by an idea, but it is an idea that “resides outside the entity in the mind of an intelligent designer” (Thompson, p. 134). The idea of an organism, in contrast, is “both cause and effect of itself.” Kant’s coining and elucidation of the term “self-organization” is strikingly similar to Varela’s theory of autopoiesis, but a subtle and important complication remains for us to discuss before we can move on to this more recent formulation. Kant saw the natural purposes of organisms as merely a regulative principle of our own epistemological limitations. Regulative principles, in contrast to constitutive principles, do not tell us what a thing is, but only what we can know about that thing (ibid., p. 137). Kant held that we needed both mechanical and teleological modes of thought to investigate nature, but was agnostic as to their ultimate relation to things, whether mechanical or organic in form. This is a necessary result of the Kantian dualism between phenomena and noumena.
Even so, Kant comes very close to admitting that self-organization is constitutive of living organisms (and not just a regulative principle), but backs away from this position for reasons that are extremely significant considering the aim of our current exploration. It is worth quoting him at length:
“In considering nature and the ability it displays in organized products, we say far too little if we call this an analogue of art, for in that case we think of an artist (a rational being) apart from nature. Rather, nature organizes itself… We might be closer if we call this inscrutable property of nature an analogue of life. But in that case we must either endow matter, as mere matter, with a property (hylozoism) that conflicts with its nature… Or else we must supplement matter with an alien principle (a soul) conjoined to it. But if an organized product is to be a natural product, then we cannot make this soul the artificer that constructed it, since that would remove the product from (corporeal) nature. And yet the only alternative would be to say that this soul uses as its instrument organized matter; but if we presuppose organized matter, we do not make it a whit more intelligible. Strictly speaking, therefore, the organization of nature has nothing analogous to any causality known to us” (Critique of Judgment, p. 254).
Kant here attempts to reconcile the possibility that organisms are intrinsically self-organizing (and therefore purposeful) with his commitment to Newtonian science. He finds that he must either endow matter with life-like properties (hylozoism), or admit a dualism whereby an intelligent soul either constructs or inhabits organized matter (vitalism). He rejects both on the grounds that they conflict with Newton’s view of nature as composed of inert and unfeeling atoms shuffled around by transcendentally imposed laws. Self-organization, therefore, is seen as an entirely irrational principle that is nonetheless indispensible for our understanding of living creatures.
Kant’s understanding of the nature and scope of science was lacking due to no fault of his own. In the time since his death, both the study of physics and the study of self-organization in biology have advanced beyond the wildest dreams of the 18th century imagination. Kant, like most of his generation, was mesmerized by the mathematical magic displayed in Newton’s Principia. But as Gebser points out,
“This form of mathematics permits calculation with infinitely small variable quantities. These quantities…are merely mathematical quantities…[and]…render causal processes measureable by mathematically fragmenting intensities. These spatialized ‘quantities’ of intensity…will continue to exert a negative effect until we clearly recognize this rational falsification” (p. 311).
Gebser is here attempting to explain that mathematical systems like Newton’s are essentially abstractions, basing their measurements of space and time on “so-called ‘ideal quantities,’” (p. 310) that are actually falsely spatialized intensities. The significance of this will not become clear until we begin to investigate the process metaphysics of Whitehead, but for now we can allude once more to the tendency of the deficient mental structure of consciousness to spatialize and quantify everything, leading to
“an extreme dualistic form of thinking which recognized only two antithetical and irreconcilable constituents of the world: measurable, demonstrable things, the rational components of science which were valid; and the non-measureable phenomena, the irrational non-components, which were invalid” (Gebser, p. 285).
Kant falls victim to this extreme form of dualism, and so is forced to understand self-organization as merely an appearance necessitated by the structures of our understanding. Life was self-organizing and purposeful, but only because the human mind was unable to describe it any other way.
B. Autopoiesis: Teleology as Constitutive
“…autopoiesis proposes an understanding of the radical transition to the existence of an individual, a relation of an organism with it-self, and the origin of ‘concern’ based on its ongoing self-produced identity.” –Francisco J. Varela, et al., Life After Kant, p. 116
The application of Aristotelian teleology in modern biology is a matter of great controversy (Nature’s Purposes, p. 1). Some biologists, such as Richard Dawkins, deride any mention of it, as natural selection is deemed to have explained away any requirement of a purpose or aim behind the purely mechanical process of reproduction (The Blind Watchmaker). But for reasons we have mentioned above, this view can be easily dispensed with, as Darwin’s theory concerned phylogenic change, having nothing to say whatsoever about the self-organization and goal-directed behavior of individual organisms. Indeed, Darwin’s mechanism of natural selection is applicable only given an already self-organizing creature intentionally operating and reproducing within an environment.
Other biologists have adopted a new term, “teleonomy,” to describe the as-if property of purposes evident in the behavior and organizational dynamics of life. Biologist Jacques Monod goes so far as to say “it is indispensible to recognize that [teleonomy] is essential to the very definition of living beings” (Chance and Necessity, p. 9). Here, he echoes Kant by pointing out that life cannot be understood without purposes, though also like Kant, he understands these purposes to be a projection of the human observer. This is as far as most biologists are willing to go, as they feel obliged to respect the conceptual boundaries of the mechanistic paradigm. It is worth noting, however, that “no biological science has been able to express itself apart from phraseology which is meaningless unless it refers to ideals proper to the organism in question” (Process and Reality, p. 84). Whitehead goes on to credit Aristotle with having impressed this fact on the science of biology, and describes how the overstressing of final causation during the Christian medieval period resulted in the equally overstressed reliance on efficient causation in modern science.
When Varela and Humberto Maturana originally developed the theory of autopoiesis, they were undoubtedly influenced by this scientific tendency to overstress efficient causes: “Living systems, as physical autopoietic machines, are purposeless systems” (Autopoiesis and Cognition, p. 86). By machine, they did not intend to confuse organisms with artifacts, but meant that the system was determined by its structure and organization (Thompson, p. 141). Any purposes attributed to it were considered projections: regulative, as opposed to constitutive features.
In one of the last essays he authored, however, Varela proposed a revision of the understanding of purposes present in his earlier work with Maturana (who, incidentally, does not share Varela’s change of heart). He came to see that the autopoietic organization of the living implies the emergence of “an autonomous center of concern capable of providing an interior perspective” (Life After Kant, p. 97). To understand why, we must explore in more detail the theory of autopoiesis:
“…an autopoietic system—the minimal living organization—is one that continuously produces the components that specify it, while at the same time realizing it (the system) as a concrete unity in space and time, which makes the network of production of components possible” (ibid., p. 115).
To understand this rather abstract definition, let us ground it in the paradigm case from which it is drawn: the cell. A living cell is engaged in a continual process of self-production and repair, wherein each of its organelles participate in the production of one another, as well as the membrane which defines them as a unity. Though an autopoietic system is also a self-organizing, dissipative structure, we should not reduce it to these categories. What distinguishes an autopoietic system is its “self-produced identity,” or “instauration of a point of view” (ibid., p. 116). An autopoietic entity is one that can be studied empirically (from the outside), but that also requires one to appreciate the horizon of experience brought forth by its continual self-production (from the inside). It is here that an immanent teleology finds its way back into biology, not as a regulative principle of our study of organisms (teleonomy), but as constitutive of them.
“…self-production is already and inevitably a self-affirmation that shows the organism as involved in the fundamental purpose of maintaining its identity” (ibid., p. 116).
Varela’s analysis of the experiential component of autopoiesis involves more than just recognizing the identity arising due to the system’s circular dynamics, but also the umwelt produced by its “sense-making,” which allows it to “change the physiochemical world into an environment of significance and valance” (Thompson, p. 147) such that intentional behavior directed toward an end becomes possible. We can here recognize the attribution of both formal (the identity, or idea, actualized in the movement of the organism) and final (end-directed behavior) causal principles to the organization of the living.
But can the Kantian dilemma be so easily resolved? Kant, as we said earlier, did not understand how self-organization of the autopoietic variety could be possible naturalistically. In the last century, however, our understanding of the physiochemical make-up of organisms has increased significantly. We are far better equipped than Kant to cope with organic forms (Thompson, p. 140; Life After Kant, p. 101). But how, exactly, does an autopoietic account of life establish that the activity of an organism is intrinsically purposeful? How do we know that a teleological element is behind life when it could just as well be a projection of our own “perspective on an otherwise completely neutral behavior” (Life After Kant, p. 108)?
“It is actually by experience of our teleology—our wish to exist further on as a subject, not our imputation of purposes on objects—that teleology becomes a real rather than an intellectual principle. Thus causality, as it is perceived by us as sentient beings, may be subsumed under the more general principle of life” (ibid., p. 110).
Varela here inverts the whole tradition of natural philosophy since at least Descartes by reminding us that, “before being scientists we are first living beings, and as such we have the evidence of our intrinsic teleology in us” (Life After Kant, p. 110). The mechanistic paradigm could begin only after Descartes had firmly established a fundamental separation between the thinking and extended substances. The whole Kantian difficulty over whether to apply teleology to the organisms themselves, or only to recognize it as a principle of our own judgment, can be traced back to this division between mind and matter. Descartes decreed that the extended substance was purely mechanical, ruled by efficient causes alone. This included our own living bodies. But once we come to see that our experience is rooted in bodily processes, and not in some invisible mental substance existing beyond it, attributing genuine interiority and teleology to other living bodies is simply a matter of generalizing our own embodiment. We need not “relapse into the tacit presupposition of the mind with its private ideas which are in fact qualities without intelligible connection with the entities represented” (Process and Reality, p. 76).
But how far can this generalization of our own experience be taken? Varela, while he grants that teleology is more than an artifact of the human mind, only re-establishes it as a necessary phenomenological fact about our own embodied experience. To firmly root teleology, and therefore formal and final causes, in organisms generally, Varela must establish an ontological principle, not merely a phenomenological description. It appears he is willing to do just that:
“To speak of [autopoiesis] thus directly links the biological sphere with a teleological account of ontology. On a material, concrete level we can observe in the organism the flip side of mechanical causality, a final causality as the basic process of life itself—the establishment of an identity. But this happens not by revising physical laws for particle-interactions in special application to organisms, nor by imposing an extra-mechanical entelechy. It is rather the ‘subject-pole’ that is the organism in its autonomy, which changes linear causality by structuring matter in the process of self-realization to maintain itself as this very process” (Life After Kant, p. 119).
Exploring this process of the formation of a “subject-pole” (or mental-pole) brings us closer to Whitehead, whose analysis of the general character of experience in terms of concresence provides us with the platform necessary to understand how organisms don’t need to “transcend the neutrality of pure physics” (Life After Kant, p. 118), because there never was a purely neutral physics to begin with. But before we move on to Whitehead’s analysis of cosmological process, we must examine, with Gebser, the underlying reasons for the acceptance of mechanism as a complete account of life and the necessary mutation in consciousness that must accompany any overcoming of such false limitations.
Part 4: The Immanence of Time
“Time is invention, or it is nothing at all.” –Henri Bergson, Creative Evolution, p. 228
Gebser describes the mutation of the mental out of the mythic structure as an “earth-shaking” event: it pierces the womb of the psyche, where all was pregnant with imaginal meaning and polar congruence, and births the mind with its directed, dualistic, and discursive thought (p. 75). “The ring [of his protective psychic circle] is broken, and man steps out of the two-dimensional surface into space, which he will attempt to master by his thinking” (ibid.). Gebser describes this process as “a fall from time into space,” as the sheltering cyclical temporality of the mythic structure gives way to the three-dimensional, alienating vacuum of space (p. 77). Time becomes falsely spatialized, fixed as an abstraction such that it can be rationally measured (p. 360).
The task of the integral structure is to free time from the cage the mind attempted to trap it in as it went about conquering space with measurement. This false spatialization of time allowed the towering system of Newton to stand for several centuries, “but at last the Newtonian cosmology has broken down” (Adventures of Ideas, p. 156). Erecting such a system was possible only after Descartes had “decisively [separated] ‘mind’ from ‘nature’ (ibid., p. 210). This separation lead Newton to conceive of atoms as “devoid of self-enjoyment,” as mind was present only in the human, who through conscious deliberation imposed upon a dead cosmos the clarity and distinctness of its innate ideas (ibid., p. 212).
As Gebser puts it,
“In the process of consolidating space-consciousness man has precariously placed himself at the outermost reaches of all manifestations. He brought about the isolation of the human, leaving it with only matter as its valid support….” (p. 310).
Whitehead recognizes that “human mentality is an extreme instance…of those happenings which constitute nature,” but is at pains to remind us that, unless we wish to exempt humanity from the course of natural things by admitting an uneasy dualism, we must generalize our experience such that it applies to every occasion in the cosmos (Adventures of Ideas, p. 184-5). Failing to do so leads to a rigidification in which, as Gebser says,
“…consciousness increasingly empties itself of the ‘time’ it has negated, which, as a result of this attitude, itself becomes a lifeless spatial component. And the quantified motoricity of the machine and its lifelessness are in turn merely another expression of the spatialized concept of time” (p. 310).
The danger in falsely spatializing time, of which we have given so much attention, is not only that it replaces the transparency of our experience with a vicious dualism, but that this dualism results in our attempt to make measurable every phenomenon we are faced with, even when such measurement, as in the case of a living organism, fractures its qualitative intensity of experience into abstract, particulate quantities (Gebser, p. 311, 383). “Intensities, unless we mistake them for pressure or tension, are not measureable” (Gebser, p. 310). The result is that the animate presence of life is reduced to the motions of a machine lacking feeling, empty of experience, and devoid of purpose. The materialism and mechanization still in vogue in contemporary biology are a result of a failure to assimilate the transformation occurring within physics over the past century.
As was discussed earlier, Darwin’s reduction of the apparent design of species to the accidental mechanism of random variation under natural selection was based on the fundamental assumption that space, time, and matter were Newtonian in nature. While his theory was undoubtedly empirically sound, it is often the case that “we have to rescue the facts as they are from the facts as they appear” (Adventures of Ideas, p. 155). Darwin selected from among the facts appearing to him only those most prominent for his thoroughly Newtonian mind. As a result, the animate presence of the creatures he sought to understand was ignored, overlaid by the abstract rationalizations favored by the mental structure (Gebser, p. 387). Time, for Newton as for Darwin, played merely a quantitative role: it was the space, conceived as a fourth dimension of extension, that allowed one moment, a fixed instant, to pass into the next, equally as instantaneous and having no intrinsic relation to the one prior to or following it but for the exchange of forces by way of efficient causation. This collapse of time into a spatial sequence, each snap shot externally and accidently related to the next, vanquished the concrete temporal intensity required for formal and final causes to play their role.
As Whitehead puts it:
“…the old conception [of time] allows us to make an abstraction of change and to conceive the full reality of nature at a given moment…an abstraction is made of all temporal duration” (Nature and Life, p. 195).
From Darwin’s point of view, the admission of teleology in evolution was absurd because it implied that the future had causal influence on the past. Time, conceived as purposeless and entirely accidental renders the future a mere result of forces determining it from the past—an aggregate of instants piled one on top of the other, species gaining their form along the way from the accumulation of chance mutations surviving the differential selection of a pre-given environment. This may be an explanation for the diversity of species, but not for life itself, for reasons given in a prior section (the process presupposes self-organizing creatures that reproduce); but more than that, it retards a full account of life because the formal and final causes of autopoiesis stem from “the opposed doctrine of internal relation [which is] distorted by reason of its description in terms of language adapted to the presupposition of external relations of the Newtonian type” (Adventures of Ideas, p. 157). Darwin imagined that all relations between occasions are external, but concrete time is not decomposable into the static categories of past, present, and future, each excluding the other. Teleology is not a matter of the future causing the past, but of the future (and the past) being immanent in the present experience of every occasion. Formal and final causation are relevant only for the internal relations between the parts of an organism, and between the organism and its environment, which Darwin mistakenly assumed could only be related externally.
As Whitehead says,
“Evolution, on the materialistic theory, is reduced to the role of being another word for the description of the changes of the external relations between portions of matter. There is nothing to evolve, because one set of external relations is as good as any other set of external relations. There can merely be change, purposeless and unprogressive. But the whole point of the modem doctrine is the evolution of the complex organisms from antecedent states of less complex organisms” (Science and the Modern World, p. 107).
The doctrine of matter as merely externally related “stuff” in a continual process of change according to certain ultimate preconditions is no longer tenable, for reasons discovered in both the biological, as well as the physical sciences. Darwin’s theory of evolution by natural selection, though its discoverer does not take it this far, was the first crack in the foundation of Newton’s edifice.
The final sentence of Darwin’s Origin reads:
“There is grandeur in this view of life, with its several powers, having been originally breathed by the Creator into a few forms or into one; and that, whilst this planet has gone cycling on according to the fixed law of gravity, from so simple a beginning endless forms most beautiful and most wonderful have been, and are being, evolved,” (The Origin of Species, p. 384).
Darwin’s mistake is to assume that the law of gravity is fixed. He fails to extend the formative influence of evolution far enough. But worse for the implications of his theory within his own field of biology, he assumes that the law of formation is just as fixed, having been imposed upon matter from without by God “into a few forms or into one” at the dawn of life. This is why Darwin’s theory, even though first described in a book entitled “The Origin of Species,” tells us nothing of scientific value about the origin of life. For natural selection to be of any use as a theory of biological form, we must presuppose the self-creation and natural purpose of individual organisms. Only given self-organizaion does the natural shed any light on the subsequent development and diversification of the biosphere. Darwin’s attempt to account for the organization of the living fails because he has too abstract a conception of space, time, and matter, mistaking the quantities of Newtonian equations for the durations of living experience, where each event, though continuous with the last, reaches toward novelty at every turn. Newton’s conceptions of space and time were that each was a vast container indifferent as to what filled them, and even indifferent to each other. Matter shuffled through, blindly obeying arbitrarily imposed laws. Darwin could not account for the emergence of life in such a cosmos, and so was forced to call on divine intervention.
But contemporary physics no longer understands time and space as separate or as absolute. Each shares a common history, having grown up together through the process of cosmic expansion. Matter, similarly, is intimately related to the development of space and time, and is itself not so much a kind of “stuff” as a process of dynamic unfolding. Having gained a better handle on the potential for the emergence of thermodynamic order found throughout nature, contemporary physics is now in a position to supplement the “aimless, aloof, and external power of natural selection” with the “willful, self-sufficient, and internal power of self-organization” (Evolution Extended, p. 128). Evolution really is what arch-mechanist Daniel Dennett calls a “universal acid,” (p. 63). It leaks out of biology and dissolves traditional ways of thinking in every field it comes in contact with. But it cannot be understood as a “mindless, purposeless, algorithmic process” unless we somehow exempt the Cartesian/Newtonian paradigm (Gebser’s deficient mental structure of consciousness) from evolution’s reach. Evolution is a theory that points to the common origin of the many, not just at some distant moment in the past, but as a present reality, as every living creature owes its continued existence to its relationship with the rest. Evolution (when understood in a more expanded, cosmological sense than Darwin intended) is incompatible with the doctrine of external relation, which is the foundation of materialism.
The progress in the field of thermodynamics over recent decades, specifically the work of Ilya Prigogine, has established that the irreversibility of time is essential to the emergence of order in nature. This is a direct break with all of the mechanistic attempts to account for time, which did not recognize anything essential whatsoever about its direction. Newton’s equations give the same results no matter which direction time runs. This is also true for all equations expressing relativistic or quantum effects. Einstein himself once remarked that “time [as irreversible] is an illusion.” For Prigogine, however, the directionality of time was essential for any account of non-equilibrium systems and the creative advance that they allow. In his book, The End of Certainty, Prigogine quotes a few lines from Jorge Luis Borges’ essay entitled “A New Refutation of Time” which I think are worth reprinting here:
“After describing the doctrines that make time an illusion, [Borges] concludes: ‘And yet, and yet…denying temporal succession, denying the self, denying the astronomical universe, are apparent desperations and secret consolations…Time is the substance I am made of. Time is a river which sweeps me along, but I am the river; it is the tiger which destroys me, but I am the tiger; it is a fire which consumes me; but I am the fire. The world, unfortunately, is real; I, unfortunately, am Borges.’”
Whitehead’s notion of concresence, derived from the Latin verb meaning “growing together,” is an attempt to “reconcile permanence and change,” in Prigogine’s words (p. 59). Whitehead recognizes the essential role played by time in the creative unfolding of the universe, and his analysis of concresence allows us to understand what Borges was aiming at when he said that “time is the substance [we are] made of.” As we said at the outset, life is a moving image of eternity. We cannot account for its organization in terms of the stuff of which it is made. We can only grasp its essence when it is understood as inseparably related to its entire past, as well as to the futures that remain possible for it.
Part 5: Whitehead’s Process of Concresence
A. Non-Sensuous Perception
“The philosophy of organism aspires to construct a critique of pure feeling, in the philosophical position in which Kant put his Critique of Pure Reason. This should also supersede the remaining Critiques required in the Kantian philosophy.” –Whitehead, Process and Reality, p. 113
All of the mechanistic thinkers we have thus far criticized commit the fallacy of misplaced concreteness because of inherited patterns of thought dating back to the Greeks. Aristotle can be praised for recognizing the immanence of nature’s purposes, but he can be damned for having introduced the substance-quality logic that lead to the sensationalist doctrine. The sensationalist doctrine mistakes a high abstraction— universals derived from bare sense-perception—for the most primitive, concrete element in experience: “sense-reception.” This led to the unchecked spatialization of time, with all its rigidifying effects, discussed above. Whitehead adopts Bergson’s “admirable phraseology” to explain why: “Sense-reception is ‘unspatialized,’ and sense-perception is ‘spatialized’” (Process and Reality, p. 114). The sensationalist doctrine collapses the unspatialized experience of the transmission between occasions, and so entirely ignores the immanent teleology found therein.
This ignorance of what Whitehead calls “sense-reception” is the reason the mechanistic paradigm is unable to account for sentience of any stripe. It lead Hume to deny the soundness of induction, for with only sense-perceptions to go on, one could merely correlate sequential observations. Causation, as Kant would later declare (based on Hume’s premise), was purely a regulative principle projected on experience by the operations of our intellect. Whitehead blames this misplaced concreteness on the Greeks overreliance on visual perception (Process and Reality, p. 117), which Gebser also points to as the dominant mode of sensory experience in the mental structure. Sense-reception can be described as the temporally-ordered experience of one’s own bodily presense, such that the immediate past and the immediate future are both constitutive elements in every passing moment, giving each a concrete and meaningful place in the whole. The immanence of past and future provide us with a direct link, Whitehead argues, to the real world.
“It is the accepted doctrine in physical science that a living body is to be interpreted according to what is known of other sections of the physical universe. This is a sound axiom; but it is doubled-edged. For it carries with it the converse deduction that other sections of the universe are to be interpreted in accordance with what we know of the human body” (Process and Reality, p. 119).
Here, Whitehead is attempting to generalize our experience as human beings, especially our non-sensuous perception of time, to all other occasions in the universe. Concresence is best understood as the most general analysis of the phases of becoming of every occasion in the universe, though it should be remembered that these phases are not sequential in time, but represent an integral whole.
The simplest way to explain the phases of concresence is to begin with Aristotle’s four causes/reasons. So long as we remember “the passage from phase to phase is not in physical time,” we will avoid oversimplification due to a false spatialization of the process (Process and Reality, p. 283). Aristotle uses the example of a house to elucidate the meaning of the causes, which was fitting for the mental structure’s preference for static categories. But to emphasize the importance of process in an integral account of experience, we will begin discussing the causes involved in concresence in relation to a sailboat at sea. The material cause, for Whitehead, is the creative potential underlying all actuality. “It is that ultimate notion of the highest generality at the base of actuality” (ibid., p. 31). In our sailboat analogy, this cause is the wind. We cannot account for the specific origin of its direction other than to recognize that it contains within it the satisfactions of all prior concresences. The efficient cause is “the transition from attained actuality to actuality in attainment,” such that the creativity of the prior phase becomes the datum for the next phase (ibid., p. 214): the sails of our boat catch the winds of creativity, feeling their potential and endeavoring, in the next phase, to make something of it. This next phase is the formal cause, wherein future possibilities help shape past actualities. The winds of creativity caught by the sails produce a contrast between what is given and what is possible. As the saying goes, “You cannot change the wind, but you can adjust your sails.” The final cause is the ideal of satisfaction luring the sailboat in the direction formed by the adjustment of its sails. It is here that our analogy begins to break down, as even our sailboat, like Aristotle’s house, is an artifact. Its purposes are imposed on it from without, and so it attains no satisfaction of itself in the final phase of concresence. We will now attempt to extend this simplified analysis of concresence to the more complex occasion produced by the human body.
The first thing to remember is that the emergence of each occasion of our experience is partially conditioned by the entire past unfolding of the cosmos. The material cause, as described above, contains within it the subjective aims of countless actual entities that have come into being and perished before us. They gain objective immortality as they “[pass] over into the ‘given’ primary phase for the concresence of other actual entities,” (ibid., p. 85). This givenness is the efficient cause as experienced directly through non-sensuous perception of the immediate past. Rather than understanding efficient causes as mere mechanical effects lacking emotive concern, Whitehead reconnects mind and matter by interpreting them as affects, or feelings directly prehended through our most primitive kind of perception. As Whitehead puts it, “…sympathy…is the primary ground for the continuity of nature” (Adventures of Ideas, p. 183). Having thus felt the immediate force of the past at our backs, aptly referred to as the physical-pole of concresence, we are ready to describe the transition to the mental-pole.
“In the formation of each occasion…the swing over from re-enaction to anticipation is due to the intervening touch of mentality…the occasion arises as an effect facing its past and ends as a cause facing its future. In between there lies the teleology of the Universe,” (ibid., p. 194).
Whitehead calls the formal cause the subjective form of concresence, and it represents the ingression of eternity into time as the possibilities of definiteness available for shaping the future, given the actuality of the past. Without this “intervening touch of mentality,” every actual occasion would be entirely determined, destined to passively re-enact the past without any anticipatory ability. As was mentioned earlier in our discussion of Kant, the defining characteristic of living organisms is that they are cause and effect of themselves. The importance of this becomes evident when we consider the role played by the mental-pole of concresence. The initial phase of the mental-pole is the self-formation of the organism, wherein the determined effects of its past are prehended in light of future ideals. This contrast between feelings of givenness and feelings of potential constitutes the subjective form of each occasion. The completion of each occasion is reached when the subjective comparison of affects reaches satisfaction, perishing into objective immortality and becoming the cause of subsequent occasions. This process of death and rebirth is continually taking place within what would be recognized empirically as a single organism, which explains why organisms are their own cause and their own effect. If Kant was able to analyze the organization of the living without having mistakenly assumed that sensuous perception was most primitive, he might have recognized in himself, as an instance of living matter, an analogue of the teleological process of organic formation in nature.
Varela realizes just this when he says, as was mentioned above, “causality, as it is perceived by us as sentient beings, may be subsumed under the more general principle of life,” which for Varela and Whitehead is intrinsically teleological. We will now examine the close ties between Varela’s account of autopoiesis and Whitehead’s process of concresence.
B. The Formation of Living Matter
“[The] wholeness [of an organism] is self-integrating in active realization, [its] form is not the result but the cause of the dynamic arrangements of matter, and hence the process at the same time is the form.” –Hans Jonas, 1992, p. 21
Whitehead contends “it belongs to the essence of all occasions of experience that they are concerned with an otherness transcending themselves” (Adventures of Ideas, p. 180). As Hosinski says of this contention, it implies that “subjectivity is derivative from objectivity,” (p. 56). In other words, the objective world, as given to us through our prehension of the past, is the soil from which subjective enjoyment sprouts.
Similarly, Varela says of organisms that “because there is an individuality that finds itself produced by itself it is ipso facto a locus of sensation and agency, a living impulse always already in relation with its world,” (Life After Kant, p. 117). This relation is one of concern, as Whitehead says:
“The occasion as subject has concern for the object. And the ‘concern’ at once places the object as a component in the experience of the subject, with an affective tone drawn from this object and directed towards it,” (Adventures of Ideas, p. 176).
Varela agrees, stating that “there cannot be an individuality which is isolated and folded into itself,” (Life After Kant, p. 117). Instead, organisms have
“…[a] precarious existence…always menaced by concern, the need to avoid perishing, and to do this, it is again dependent on matter whose characteristics are the reason for its concern,” (ibid., p. 113).
The avoidance of perishing referred to by Varela is a result of every organism’s relationship with matter, which mechanistic science tells us inevitably tends towards disorder. But as Whitehead reminds us, the notion of “dead matter…is an abstraction from the full complexity of concrete actuality,” (Hosinski, p. 62). Life is defined by its continual self-production, maintaining its form by remaining far from thermodynamic equilibrium on a wave of negative entropy. As Varela says, “this entails that teleology is a primordial tendency of matter manifest in the form of organisms,” (Life After Kant, p. 114). The attempt to avoid perishing will not ultimately succeed, but through attempting to achieve it moment by moment, the organism experiences its subjective form, “[enjoying] its decisive moment of absolute self-attainment as emotional unity” (Adventures of Ideas, p. 177), and thereby establishes itself as an object to be prehended by its next occasion of experience.
To account for the natural purposes inherent in living forms, both Varela and Whitehead are forced to reject the materialist doctrine that defines matter as inert and passive. As Varela puts it:
“The emergent causality of the reciprocal passages between the local elements [physical-pole] and the global emergent identity [mental-pole] are not a caprice, but inscribed and endogenous to nature itself, a tendency rather than an irregularity,” (Life After Kant, p. 114).
And Whitehead:
“…what has vanished from the field of ultimate scientific conceptions is the notion of vacuous material existence with passive endurance, with primary individual attributes, and with accidental adventures…the concept is useless as an ultimate notion in science, and in cosmology,” (Process and Reality, p. 309).
A materialist may here protest that we have run roughshod over the established empirical facts concerning objective nature. But from Whitehead’s perspective, the dualism between subject and object established by Descartes is in conflict with the “organic realism” he sought to establish. Descartes dualism lead to the uneasy doctrine of primary and secondary qualities, a dualism Whitehead rejects by pointing out that “what [Descartes] described as primary attributes of physical bodies are really the forms of internal relationships between actual occasions, and within actual occasions,” (Process and Reality, p. 309). For Whitehead, primary qualities, which are supposed by the materialist doctrine to be the final real things existing independently of subjective experience, are but abstractions, for
“…we can never survey the actual world except from the standpoint of an immediate concresence…actuality means nothing else than this ultimate entry into the concrete, in abstraction from which there is a mere non-entity,” (ibid., p. 211).
This brings us to a further parallel between Varela’s theory of autopoiesis and Whitehead’s process of concresence. Concresence can be defined in a simplified way as “the real internal constitution of a particular existent,” (ibid., p. 210). More technically, concresence is
“the name for the process in which the universe of many things acquires an individual unity in a determinate relegation of each item of the ‘many’ to its subordination in the constitution of the novel ‘one,’” (ibid., p. 211).
Though it is true that “every entity in the actual world of a concresent actuality has some gradation of real relevance to that concresence” (Process and Reality, p. 41), in order to attain the unity of subjective satisfaction, the concresence must simplify the multiplicity of its feelings by way of negative prehensions. A negative prehension is “the definite exclusion of that item from positive contribution to the subject’s own real internal constitution,” (ibid.). Varela says something similar about the autopoietic process of self-realization, remarking that “stimuli from outside enter the sphere of relevance…only by their existential meaning for the keeping of the process of self-establishment,” (Life After Kant, p. 117). Any element of the actual world incompatible with the subjective aim of an organism is negatively prehended, such that its role becomes negligible, though still actual enough to affect the emotional complex involved in the final satisfaction of the concresence (Process and Reality, p. 41). We can summarize this point by saying, in Varela’s language, that organisms bring forth their own domain of cognitive significance; or, again, in Whitehead’s: “Each actual occasion defines its own actual world from which it originates,” (bid., p. 210).
Before exploring the cosmological significance of our account, we must elucidate the relation between form and matter that has been tacitly assumed above. The classical materialist account is that matter has a fixed essence, cannot evolve, and has no intrinsic potential; it is determined entirely by exterior forces. The emergence of life out of such material would therefore require a miracle, as there is no way to account for individual self-formation without a tendency toward organization present in matter from the beginning. To account for the ontological status of biological identity, for the “ever existing gap between the realization of the living and its underlying matter” (Life After Kant, p. 119), we must move beyond the mechanistic understanding of organisms as substances informed with genetic qualities (traits) through passive selection by a pre-given environment. Not only does this ignore the reciprocal role played by organisms in the selection of their environment, it fails to fully consider an organism’s moment-to-moment task of having to self-produce an identity out of a continual flow of matter and energy. The claim is that the genetic program is responsible for the whole process, but as has been pointed out numerous times already, one cannot account for the teleological organization of individual living organisms by reducing their form to that resulting from a mechanical process operating at the level of whole species. To do so is to commit the fallacy of misplaced concreteness.
Accounting for the natural purposes of individual organisms does not require that we reject the reality of physiochemical constraints. On the contrary,
“the organism has to remain in the field of physiochemical laws to maintain a ‘coupling’ with the underlying energetical structures [ autocatalysing reactions, for instance] whose regularities assure that it can maintain coupling through the course of its life” (Life After Kant, p. 118).
In other words, “the environment gives the basis for the organism’s behavior precisely by establishing a continuous challenge to it,” (ibid.). This point is similar to the one made earlier about the object-subject structure of experience. The basis of subjectivity is a concern for that which transcends oneself. This concern for the other is mirrored by the desire to exist for one’s own sake, or as Varela puts it, “Subjectivity is the absolute interest the organism takes in his continued existence,” (ibid., p. 119). Varela continues:
“Necessary…are the material compounds of an organism, their incessant input and their unhindered supply. But this necessity…is governed by a principle of autonomy: the fact that a living system is able to become an ontological center, that it is able to organize itself into a form that is not explainable by the features of the underlying matter (the pure necessity) alone. This autonomy then is nothing other than true teleological behavior,” (ibid.).
To understand how organized form could arise from matter, an intrinsic urge toward realization must be attributed to it. The phenomenologist Merleau-Ponty, who was a major influence on Varela’s thought, spoke of matter as “the flesh of the world”:
“[it] is not self-sensing as is my flesh. It is sensible and not sentient. I call it flesh, nonetheless…in order to say that it is a pregnancy of possibility,” (The Visible and the Invisible, p. 250).
Whitehead refers to “Eros” as the “the soul stirring itself to life and motion” (Adventures of Ideas, p. 66), evoking that “which endows with agency all ideal possibilities” (ibid., p. 210). We might even give a thermodynamic account of this agency or pregnancy of matter, pointing to a particular example: the tremendous temperature gradient created by interaction between the earth and light from the sun. This far from equilibrium situation gave the molecules on the surface of the planet a tremendous amount of free energy, allowing them “to spontaneously create new patterns of order and organization by dissipating entropy” (de Quincey, p. 32). “Life,” says biologist Lynn Margulis, “is a gradient-reducing system,” (Acquiring Genomes, p. 46). Such a view allows us to see how life does not contradict the 2nd law of thermodynamics, as was once thought. Instead, it feeds on it.
An individual life, however, as we said at the outset, is a process with both a beginning and an end. Because the autonomous form of an organism runs counter to the generally entropic state of matter, its eventual death is a certainty. But this death is a gift to all subsequent organisms that inherit its objective immortality as components in their own concresence.
Part 6: The Living Cosmos
“If you equate the probability of the birth of a bacteria cell to chance assembly of its atoms, eternity will not suffice to produce one…Faced with the enormous sum of lucky draws behind the success of the evolutionary game, one may legitimately wonder to what extent this success is actually written into the fabric of the universe." -Christian de Duve, A Guided Tour of the Living Cell
We have attempted, in the preceding pages, to generalize the quality of life such that it might extend to every actual entity. To have any chance at succeeding, a few conceptual hurdles remain. To truly generalize life, defined as autopoiesis, to all actual entities, our analysis of the relation between autopoiesis and concresence must have revealed enough similarity that the two, as accounts of self-organization, are nearly interchangeable. Whether enough parallels have been drawn to do this remains to be seen. To fully prove that the two processes are deeply related, we would have to describe an entity usually considered inorganic, such as an atom, as an autopoietic system. We are confident that this can be done, but it would require a detailed investigation into the structure of subatomic dynamics that is beyond the scope of the current essay. We can say, however, that in light of the displacement in modern physics of matter by energy as most fundamental that atomic organization appears to satisfy the two major requirements of autopoietic organization: 1) each of its components—protons, neutrons, and electrons—participate in the continual formation of one another, and 2) in the formation of a boundary (electron probability cloud) which defines the atom as a unity. Such an account of the atom is plausible because energy “is merely the name for the quantitative aspect of a structure of happenings; in short, it depends on the notion of the functioning of an organism,” (Science and the Modern World, p. 102). Without some process of self-organization, whether it is deemed autopoietic or concresent, atoms could not emerge out of the flux of undifferentiated energetic happenings.
If we grant that evolution is a “universal acid,” leaking out of biology and into all other sciences, forever altering their foundational concepts, much of the order in the cosmos comes into greater focus. As Whitehead says, the whole point of the theory is that more complex organisms arise from less complex organisms.
“The doctrine [of evolution] thus cries aloud for a conception of organism as fundamental for nature. It also requires an underlying activity—a substantial activity—expressing itself in individual embodiments, and evolving in achievements of organism. The organism is a unit of emergent value, a real fusion of the characters of eternal objects, emerging for its own sake,” (ibid., p. 107).
The reigning cosmology in contemporary physics is the big bang theory. It does seem that such a model fits perfectly with an evolutionary account of cosmos, where unexpected achievements of emergent value are created at every juncture. Supposing the universe emerged from the big bang, we can recognize hydrogen and helium atoms as among the first organisms to self-organize out of the primordial cloud of potentiality. They are the parents of all other atoms, formed when these original elements are fused (Primack and Abrams, p. 94). In order for this fusion to take place, the next unit of emergent value had to evolve: stars. The first generation of stars was huge, about 100 times the mass of our sun (ibid., p. 147). After a million years or so, these stars exploded in gigantic supernovas, creating heavier elements and leaving behind massive black holes. These black holes eventually gathered enough matter to become galaxies, the next individual embodiment of emergent value. Within these galaxies, smaller stars formed, around them orbiting the next organism to arise in this cosmic evolution: planets. Upon what we can only assume is a countless number of planetary bodies, the potential for further evolution in the form of traditional organisms was made possible. From prokaryotes, to eukaryotes, to multicellular species—the same process of creative advance continues.
We can further cement this account of cosmic evolution by pointing to Whitehead’s claim that
“The community of actual things is an organism; but it is not a static organism. It is an incompletion in process of production. Thus the expansion of the universe in respect to actual things is the first meaning of ‘process’; and the universe in any stage of its expansion is the first meaning of ‘organism,’” (Process and Reality, p. 214-15).
The cosmos as a whole is here described as a living organism, better termed a cosmic concresence. It is incomplete in itself, and so is necessarily a process of becoming. It is the prototype for all subsequent organic forms, or as Whitehead says, “…each actual entity…repeats in microcosm what the universe is in macrocosm,” (ibid.).
The incomplete and subsequently processual nature of the universe can again be related to the 2nd law of thermodynamics and the arrow of time it establishes. Whitehead says of the future of the universe “it is merely real, without being actual,” whereas “the past is a nexus of actualities,” (ibid.). He goes on to say of the present that it “is the immediacy of teleological process whereby reality becomes actual,” (ibid.). Margulis points to the “geometry of the universe’s expansion” to account for its ever increasing creative possibilities for gradient reduction (p. 48). We might say that the past, as actual, is thermodynamically forced to become the future because of the tendency of energy to seek equilibrium by breaking down previously established gradients. The “teleological process whereby reality becomes actual” is in fact empirically observable on a cosmic scale. As Margulis says, “purposefulness is an offshoot of the thermodynamic tendency to come to equilibrium,” (p. 49). We may not go so far as to call it an offshoot, though; we must still account for the purposes of individuals, as Whitehead does, by coming to see the universe as an organism made of organisms, “a community of actual things” (Process and Reality, p. 214). Margulis’ thermodynamic reduction, though it beautifully expresses the continuity of nature, neglects its atomicity.
Conclusion: Into the Integral
“Integral reality is the world’s transparency, a perceiving of the world as truth: a mutual perceiving and imparting of the truth of the world and of man and of all that transluces both.” –Jean Gebser, The Ever-Present Origin
In the Ever-Present Origin, Gebser introduces two terms he feels exemplify the transparency and wholeness typifying the integral structure of consciousness. The first is systasis, which refers to “the conjoining or fitting together of parts into integrality,” (p. 310). Gebser wishes to contrast the notion of systasis with that of a system, though not to imply that they are opposites (as a thesis to its antithesis). Systematization is still a feature of a three-dimensional, predominantly spatial world composed of parts. When we refer to a system, we describe the effect of some quantitative process of addition, thereby draining that process of any intrinsic life. We may, by way of a loose analogy, say that viewing an organism as a system converts it into a static collection of objects, whereas systasis allows the parts to become transparent, such that the organism is recognized as a subject perpetually becoming whole.
The second term, synairesis, refers to the mode of perception adapted to understanding integral realities. Gebser says that it “fulfills the aperspectival, integrative perception of systasis and system…[and is] a precondition for diaphany, which is able to be realized when, in addition to systasis and system, the symbol—with its mythical effectivity—and magic symbiosis are included, that is to say, present,” (ibid.).
Our claim is that Varela, and especially Whitehead, display a clear understanding of the need for a synairetic mode of perception that breaks free of the spatial categories and systematization endemic to the mental structure. Whitehead’s analysis of concresence is precisely an attempt to come to terms with organisms as systatic, which coincidentally is Greek for “put together,” with the connotation of “forming” (Gebser, p. 292), linking it closely with the meaning of concresence.
As Whitehead says,
“We have to discover a doctrine of nature which expresses the concrete relatedness of physical functionings and mental functionings, of the past with the present, and also expresses the concrete composition of physical realities which are individually diverse,” (Adventures of Ideas, p. 157).
The related processes of concresence and autopoiesis bring together each of the structures of consciousness in their attempt to make clear the organization of the living, uniting the systematic categorization of the mental (through an appreciation of the statistical details of genetic inheritance), the circular polarity of the mythic (through an appreciation for the autopoietic dynamics of cellular metabolism), and the vital synchronicity of the magic (through an appreciation of the interpenetration of subject and object) without becoming fixated upon any in particular. The transparency of the whole is thus made evident.
It was not until the 20th century that time became fully apparent to our consciousness. Whitehead, a mathematician and a physicist, participated directly in the scientific revelation that our sensory experience of the heavenly bodies is delusory until we have an appreciation of eternity. That is, because light takes time to travel from distant stars and galaxies to our eyes, we can only appreciate them as actual occasions if time has become transparent to us. Then we presentiate them without having to see them, making a “[reality] in which the present is all-encompassing and entire,” (Gebser, p. 7).
As Gebser says,
“The synairesis which systasis makes possible integrates phenomena, freeing us in the diaphany of ‘a-waring’ or perceiving truth from space and time. Space and time are, after all, merely conditional realities and as such realities with a double relation. They are in the first place ‘objective’ as the transitory structure of our universe, and in the second, ‘subjective’ as the transitory structure and mirroring of our consciousness. This transitory character refers us to origin, which, with respect to consciousness, becomes space-and-time-free when we fulfill and complete synairesis, the aperspectival imparting-of-truth. In this are consolidated the clarity and transparency of man and universe in which origin becomes present, inasmuch as origin, which ‘lies’ before spacelessness and timelessness, manifests itself in consciousness as space-time-free present,” (p. 311-12).
Absent such integration, those fixated within the mental structure will continue to reduce all factors of living organization to spatial-material components, thereby negating not only the natural purposes of the organisms around them, but “denying [their] own status as sentient beings who have a right to the pursuit of an undisturbed life,” (Life After Kant, p. 111). We cannot afford to ignore what Whitehead, after Shelley and Wordsworth, refers to as the “values [arising] from the accumulation of the brooding presence of the whole on to its various parts,” (Science in the Modern World, p. 88).
Works Cited
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